Form 4 for LPLA LPL Financial Holdings Inc.
Accepted 2022-02-14 00:00:00 ET · period of report 2022-02-13 · accession 0001397911-22-000009 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2022-02-14 | 2021-11-16 | LPLA | Arnold Dan H. | Pres, CEO, Dir | G - Gift | $0.00 | -3,571 | 177.4K | -2% | $0 | |
| 2022-02-14 | 2022-02-13 | LPLA | Arnold Dan H. | Pres, CEO, Dir | F - Tax | $187.08 | -5,312 | 172.1K | -3% | -$993.8K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-16 | G | D | 3,571 | $0.00 | 177,443.94 | D | — | — | |
| 2 | Common | Common Stock | 2022-02-13 | F | D | 5,312 | $187.08 | 172,131.94 | D | — | — | (F2) Consists of (i) 147,690.94 shares of Common Stock; (ii) 9,698 restricted stock units that vest ratably on each of February 25, 2022 and February 25, 2023; and (iii) 14,743 restricted stock units that vest ratably on each of February 25, 2022, February 25, 2023 and February 25, 2024. |