Form 4 for LPLA LPL Financial Holdings Inc.
Accepted 2021-08-27 00:00:00 ET · period of report 2021-08-25 · accession 0001397911-21-000158 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2021-08-27 | 2021-08-25 | LPLA | Fandrey Edward | Managing Dir | F - Tax | $148.37 | -1,755 | 23.0K | -7% | -$260.4K | |
| 2021-08-27 | 2021-08-26 | LPLA | Fandrey Edward | Managing Dir | S - Sale | $148.78 | -1,784 | 21.2K | -8% | -$265.4K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-08-25 | F | D | 1,755 | $148.37 | 22,981 | D | — | — | |
| 2 | Common | Common Stock | 2021-08-26 | S | D | 1,784 | $148.78 | 21,197 | D | — | — | (F2) Consists of (i) 100 shares of Common Stock; (ii) 17,494 restricted stock units that vest in six installments as follows: 3,539 restricted stock units on November 25, 2021; 1,953 restricted stock units on February 25, 2022, May 25, 2022, August 25, 2022 and November 25, 2022; and 6,143 restricted stock units on February 25, 2023; and (iii) 3,603 restricted stock units that vest ratably on each of February 25, 2022, February 25, 2023 and February 25, 2024. |