Form 4 for LPLA LPL Financial Holdings Inc.
Accepted 2021-09-09 00:00:00 ET · period of report 2021-09-07 · accession 0001397911-21-000174 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2021-09-09 | 2021-09-07 | LPLA | Steinmeier Richard | Managing Dir | F - Tax | $147.69 | -3,736 | 19.2K | -16% | -$551.8K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-09-07 | F | D | 3,736 | $147.69 | 19,166 | D | — | — | (F1) Consists of (i) 3,799 shares of Common Stock; (ii) 7,537 restricted stock units that vest in full on September 7, 2022; (iii) 816 restricted stock units that vest in full on February 25, 2022; (iv) 2,755 restricted stock units that vest ratably on each of February 25, 2022 and February 25, 2023; and (v) 4,259 restricted stock units that vest ratably on each of February 25, 2022, February 25, 2023 and February 25, 2024. |