Form 4 for LPLA LPL Financial Holdings Inc.
Accepted 2024-05-14 00:00:00 ET · period of report 2024-05-10 · accession 0001397911-24-000069 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2024-05-14 | 2024-05-10 | LPLA | MULCAHY ANNE M | Dir | A - Grant | $0.00 | +1,077 | 35.1K | +3% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-05-10 | A | A | 378 | $0.00 | 35,461 | D | — | — | (F2) The reporting person elected to receive these shares, which were granted under the 2021 Plan, in lieu of the cash portion of the annual retainer under the Policy. |
| 2 | Common | Common Stock | 2024-05-10 | A | A | 699 | $0.00 | 35,083 | D | — | — | (F1) These shares represent restricted stock that was granted under the Issuer's 2021 Omnibus Equity Incentive Plan (the "2021 Plan") pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy"). This restricted stock is scheduled to vest in full on May 21, 2025. |