Form 4 for LPLA LPL Financial Holdings Inc.
Accepted 2025-02-12 00:00:00 ET · period of report 2025-02-10 · accession 0001397911-25-000010 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2025-02-12 | 2025-02-10 | LPLA | Enyedi Matthew | Managing Dir | S - Sale+OE | $369.33 | -5,154 | 10.5K | -33% | -$1.90M |
| D | 2025-02-12 | 2025-02-10 | LPLA | Enyedi Matthew | Managing Dir | M - OptEx | $39.48 | +5,154 | 15.6K | +49% | +$203.5K |
| D | 2025-02-12 | 2025-02-10 | LPLA | Enyedi Matthew | Managing Dir | M - OptEx | $0.00 | -5,154 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-02-10 | S | D | 5,154 | $369.33 | 10,495 | D | — | — | (F3) Consists of (i) 7,211 shares of Common Stock; (ii) 507 restricted stock units that vest in full on February 25, 2025; (iii) 988 restricted stock units that vest ratably on each of February 25, 2025 and February 25, 2026; and (iv) 1,789 restricted stock units that vest ratably on each of February 25, 2025, February 25, 2026 and February 25, 2027. |
| 2 | Common | Common Stock | 2025-02-10 | M | A | 5,154 | $39.48 | 15,649 | D | — | — | |
| 3 | Derivative | Option to purchase Common Stock | 2025-02-10 | M | D | 5,154 | $0.00 | 0 | D | $39.48 · — to 2027-03-13 | 5,154 Common Stock | (F4) This option became exercisable in three installments, beginning March 13, 2018, which was the first anniversary of the date on which it was granted. The option became fully vested on March 13, 2020. |