Form 4 for LPLA LPL Financial Holdings Inc.
Accepted 2024-09-16 00:00:00 ET · period of report 2024-09-12 · accession 0001397911-24-000130 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2024-09-16 | 2024-09-12 | LPLA | Brown Althea | Managing Dir | F - Tax | $206.98 | -514 | 5,676 | -8% | -$106.4K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-09-12 | F | D | 514 | $206.98 | 5,676 | D | — | — | (F1) Consists of (i) 925 shares of Common Stock; (ii) 2,880 restricted stock units that vest ratably on each of September 12, 2025 and September 12, 2026; and (iii) 1,871 restricted stock units that vest ratably on each of February 25, 2025, February 25, 2026 and February 25, 2027. |