Form 4 for PFSI PennyMac Financial Services, Inc.
Accepted 2022-02-09 00:00:00 ET · period of report 2022-02-07 · accession 0000904454-22-000114 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2022-02-09 | 2022-02-07+ | PFSI | NANJI FARHAD | Dir | P - Purchase | $59.42 | +256.3K | 4.13M | +7% | +$15.23M |
| 2022-02-09 | 2022-02-07 | PFSI | NANJI FARHAD | Dir | A - Grant | $69.56 | +354 | 171.7K | +0.2% | +$24.6K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-02-08 | P | A | 106,274 | $60.19 | 4,231,792 | I | — | — | |
| 2 | Common | Common Stock | 2022-02-07 | P | A | 150,000 | $58.87 | 4,125,518 | I See footnote | — | — | (F1) MFN Partners, LP (the "Partnership") is the holder of the securities reported herein. MFN Partners GP, LLC ("MFN GP") is the general partner of the Partnership. MFN Partners Management, LP ("MFN Management") is the investment adviser to the Partnership. MFN Partners Management, LLC ("MFN LLC") is the general partner of MFN Management. The Reporting Person is a managing member of MFN GP and of MFN LLC but disclaims beneficial ownership of the securities held by the Partnership, except to the extent of his pecuniary interest, if any, therein. |
| 3 | Common | Common Stock | 2022-02-07 | A | A | 354 | $69.56 | 171,668 | D See footnote | — | — | (F2) The Reporting Person received these shares in lieu of cash compensation payable for services rendered as a non-management director of the Issuer during the fourth quarter of 2021, pursuant to the Issuer's 2013 Equity Incentive Plan. The transaction is exempt under Rule 16b-3 of the Securities Exchange Act of 1934. (F3) Consists of 2,124 restricted stock units and 169,544 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. (F1) MFN Partners, LP (the "Partnership") is the holder of the securities reported herein. MFN Partners GP, LLC ("MFN GP") is the general partner of the Partnership. MFN Partners Management, LP ("MFN Management") is the investment adviser to the Partnership. MFN Partners Management, LLC ("MFN LLC") is the general partner of MFN Management. The Reporting Person is a managing member of MFN GP and of MFN LLC but disclaims beneficial ownership of the securities held by the Partnership, except to the extent of his pecuniary interest, if any, therein. |