Form 4 for PGEN PRECIGEN, INC.
Accepted 2024-03-18 00:00:00 ET · period of report 2024-03-14 · accession 0000950103-24-003950 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-03-18 | 2024-03-14 | PGEN | Turley James S | Dir | A - Grant | $1.43 | +43.7K | 472.4K | +10% | +$62.5K |
| DM | 2024-03-18 | 2024-03-14 | PGEN | Turley James S | Dir | A - Grant | $0.00 | +189.0K | 101.6K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-03-14 | A | A | 43,706 | $1.43 | 472,441 | D | — | — | (F1) The shares were issued to the reporting person in lieu of an annual retainer of $62,500. |
| 2 | Derivative | Restricted Stock Units | 2024-03-14 | A | A | 87,412 | $0.00 | 87,412 | D | — · — to — | 87,412 Common Stock | (F2) Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock. (F3) The RSUs vest in full on March 14, 2025. |
| 3 | Derivative | Option to Purchase Common Stock (Right to Buy) | 2024-03-14 | A | A | 101,626 | $0.00 | 101,626 | D | $1.43 · 2024-03-14 to 2034-03-14 | 101,626 Common Stock |