Form 4 for GECC Great Elm Capital Corp.
Accepted 2025-09-23 00:00:00 ET · period of report 2025-09-19 · accession 0000950103-25-012102 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2025-09-23 | 2025-09-19 | GECC | Kaplan Matthew D | CEO, Pres | A - Grant | $0.00 | +38.2K | 131.0K | +41% | $0 |
| 2025-09-23 | 2025-09-23 | GECC | Kaplan Matthew D | CEO, Pres | F - Tax | $11.43 | -8,211 | 122.8K | -6% | -$93.9K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-09-19 | A | A | 37,117 | $0.00 | 129,906 | D | — | — | |
| 2 | Common | Common Stock | 2025-09-19 | A | A | 1,055 | $0.00 | 130,961 | D | — | — | |
| 3 | Common | Common Stock | 2025-09-23 | F | D | 8,211 | $11.43 | 122,750 | D | — | — |