InsiderTrades

Kaplan Matthew D

SEC CIK 1916576 · EDGAR

Buying vs selling by month open-market trades, last 55 months, GECC
BoughtSold

Companies

TickerCompanyTitleHoldingBoughtSoldTradesFirstLast
GECCGreat Elm Capital Corp.CEO, Pres 142.4K $256.8K — 92022-03-082025-11-07

Most active insiders at GECC, 12 months

#InsiderTitleBoughtSold
1 Kaplan Matthew DCEO, Pres $150.1K—
2 Great Elm Strategic Partnership I, LLC10% —$45.9K
3 Great Elm Group, Inc.10% ——
4 Davis KeriCFO ——
5 Kleinman Adam MCCO, Sec ——

Transactions 9

Type
Reset
X Filed Traded Ticker Company Insider Title Type Price Qty Owned ΔOwn Value
2025-11-10 2025-11-07 GECC Great Elm Capital Corp. Kaplan Matthew D CEO, Pres P - Purchase $7.64 +19.6K 142.4K +16% +$150.1K
M 2025-09-23 2025-09-19 GECC Great Elm Capital Corp. Kaplan Matthew D CEO, Pres A - Grant $0.00 +38.2K 131.0K +41% $0
2025-09-23 2025-09-23 GECC Great Elm Capital Corp. Kaplan Matthew D CEO, Pres F - Tax $11.43 -8,211 122.8K -6% -$93.9K
2024-09-24 2024-09-20 GECC Great Elm Capital Corp. Kaplan Matthew D CEO, Pres J - Other $0.00 +42.1K 92.8K +83% $0
2023-10-11 2023-10-10 GECC Great Elm Capital Corp. Kaplan Matthew D CEO, Pres J - Other $0.00 +38.7K 50.7K +322% $0
2023-03-14 2023-03-10 GECC Great Elm Capital Corp. Kaplan Matthew D CEO, Pres P - Purchase $9.29 +1,100 12.0K +10% +$10.2K
M 2023-03-09 2023-03-07+ GECC Great Elm Capital Corp. Kaplan Matthew D CEO, Pres P - Purchase $9.26 +8,900 9,221 +2,773% +$82.5K
D 2022-06-17 2022-06-15 GECC Great Elm Capital Corp. Kaplan Matthew D CEO, Pres M - OptEx $12.50 +1,000 2,000 +100% +$12.5K
2022-03-10 2022-03-08 GECC Great Elm Capital Corp. Kaplan Matthew D CEO, Pres P - Purchase $14.00 +1,000 1,000 New +$14.0K

Purchase Sale Sale after option exercise All abbreviations