Form 4 for GECC Great Elm Capital Corp.
Accepted 2022-06-17 00:00:00 ET · period of report 2022-06-15 · accession 0001140361-22-023498 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-06-17 | 2022-06-15 | GECC | Kaplan Matthew D | CEO, Pres | M - OptEx | $12.50 | +1,000 | 2,000 | +100% | +$12.5K |
| D | 2022-06-17 | 2022-06-15 | GECC | Kaplan Matthew D | CEO, Pres | M - OptEx | $0.00 | -1,000 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-06-15 | M | A | 1,000 | $12.50 | 2,000 | D | — | — | (F1) On June 15, 2022, the Reporting Person exercised in full his primary subscription rights (each 1 subscription right entitling him to purchase 1 share of Common Stock), which were issued to holders of Common Stock on the May 23, 2022 record date for the rights offering. |
| 2 | Derivative | Subscription Rights | 2022-06-15 | M | D | 1,000 | $0.00 | 0 | D | $12.50 · 2022-05-26 to 2022-06-10 | 1,000 Common Stock |