Form 4 for OEC Orion S.A.
Accepted 2022-11-04 00:00:00 ET · period of report 2022-09-28 · accession 0000950142-22-003095 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2022-11-04 | 2022-09-28 | OEC | Davis Anthony Lynn | Dir | J - Other | $0.00 | -6,439 | 350.0K | -2% | $0 | |
| I | 2022-11-04 | 2022-09-28 | OEC | Davis Anthony Lynn | Dir | J - Other | $0.00 | +6,439 | 6,439 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares, no par value | 2022-09-28 | J | D | 6,439 | $0.00 | 350,000 | D See footnote | — | — | (F1) Represents 6,439 restricted shares granted by the Issuer to the Reporting Person on July 01, 2022, which were assigned as of the transaction date indicated herein by the Reporting Person to Inherent Group, LP (the "assignee"), which is controlled by the Reporting Person, pursuant to the Portfolio Company Board of Directors Policy of the assignee, for further distribution in accordance with such policy to the funds named in footnotes (4) and (5), which are managed by the assignee. These restricted shares vest on the day prior to the Issuer's 2023 Annual General Meeting of Shareholders. (F3) Held by Inherent Group, LP, which is controlled by the Reporting Person. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. |
| 2 | Common | Common Shares, no par value | 2022-09-28 | J | A | 6,439 | $0.00 | 6,439 | I | — | — | (F1) Represents 6,439 restricted shares granted by the Issuer to the Reporting Person on July 01, 2022, which were assigned as of the transaction date indicated herein by the Reporting Person to Inherent Group, LP (the "assignee"), which is controlled by the Reporting Person, pursuant to the Portfolio Company Board of Directors Policy of the assignee, for further distribution in accordance with such policy to the funds named in footnotes (4) and (5), which are managed by the assignee. These restricted shares vest on the day prior to the Issuer's 2023 Annual General Meeting of Shareholders. |