Form 4 for SBH Sally Beauty Holdings, Inc.
Accepted 2023-11-17 00:00:00 ET · period of report 2023-11-15 · accession 0000950170-23-064801 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-11-17 | 2023-11-15 | SBH | Bishop Rachel Rothe | Dir | M - OptEx | $0.00 | +6,229 | 6,229 | New | $0 |
| D | 2023-11-17 | 2023-11-15 | SBH | Bishop Rachel Rothe | Dir | M - OptEx | $0.00 | -6,229 | 6,229 | -50% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-11-15 | M | A | 6,229 | $0.00 | 6,229 | D | — | — | |
| 2 | Derivative | Restricted stock units | 2023-11-15 | M | D | 6,229 | $0.00 | 6,229 | D | — · — to — | 6,229 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F2) On November 2, 2022, the reporting person was granted 12,458 restricted stock units ("RSUs") pursuant to the Sally Beauty Holdings, Inc. Amended and Restated Independent Director Compensation Policy. Such RSUs vested on November 15, 2023 and the reporting person elected to receive 50% of such shares of common stock in settlement of the RSUs on such date and 50% on the date her service as a director of the issuer terminates. |