Form 4 for SBH Sally Beauty Holdings, Inc.
Accepted 2023-11-17 00:00:00 ET · period of report 2023-11-15 · accession 0000950170-23-064924 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-11-17 | 2023-11-15 | SBH | McIntosh Kim | CAO, GVP, Ctrl | M - OptEx | $0.00 | +13.0K | 3,364 | New | $0 |
| D | 2023-11-17 | 2023-11-15 | SBH | McIntosh Kim | CAO, GVP, Ctrl | F - Tax | $9.11 | -3,165 | 11.3K | -22% | -$28.8K |
| DM | 2023-11-17 | 2023-11-15 | SBH | McIntosh Kim | CAO, GVP, Ctrl | M - OptEx | $0.00 | -13.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-11-15 | M | A | 8,305 | $0.00 | 14,437 | D | — | — | |
| 2 | Common | Common Stock | 2023-11-15 | M | A | 2,768 | $0.00 | 6,132 | D | — | — | |
| 3 | Common | Common Stock | 2023-11-15 | M | A | 1,916 | $0.00 | 3,364 | D | — | — | |
| 4 | Common | Common Stock | 2023-11-15 | F | D | 3,165 | $9.11 | 11,272 | D | — | — | |
| 5 | Derivative | Restricted stock units | 2023-11-15 | M | D | 2,768 | $0.00 | 5,537 | D | — · — to — | 2,768 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F3) The restricted stock units vest in three equal annual installments beginning on November 15, 2023. |
| 6 | Derivative | Restricted stock units | 2023-11-15 | M | D | 1,916 | $0.00 | 1,916 | D | — · — to — | 1,916 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F2) The restricted stock units vest in three equal annual installments beginning on November 15, 2022. |
| 7 | Derivative | Restricted stock units | 2023-11-15 | M | D | 8,305 | $0.00 | 0 | D | — · — to — | 8,305 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F4) The restricted stock units vest in one installment on November 15, 2023. |