Form 4 for SBH Sally Beauty Holdings, Inc.
Accepted 2023-11-17 00:00:00 ET · period of report 2023-11-15 · accession 0000950170-23-064927 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-11-17 | 2023-11-15 | SBH | Goss John Howard JR | SVP, Pres Sally Beauty | F - Tax | $9.11 | -5,485 | 44.7K | -11% | -$50.0K |
| DM | 2023-11-17 | 2023-11-15 | SBH | Goss John Howard JR | SVP, Pres Sally Beauty | M - OptEx | $0.00 | +22.5K | 32.9K | +217% | $0 |
| DM | 2023-11-17 | 2023-11-15 | SBH | Goss John Howard JR | SVP, Pres Sally Beauty | M - OptEx | $0.00 | -22.5K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-11-15 | F | D | 5,485 | $9.11 | 44,729 | D | — | — | |
| 2 | Common | Common Stock | 2023-11-15 | M | A | 10,381 | $0.00 | 50,214 | D | — | — | |
| 3 | Common | Common Stock | 2023-11-15 | M | A | 5,747 | $0.00 | 39,833 | D | — | — | |
| 4 | Common | Common Stock | 2023-11-15 | M | A | 1,192 | $0.00 | 34,086 | D | — | — | |
| 5 | Common | Common Stock | 2023-11-15 | M | A | 3,146 | $0.00 | 30,848 | D | — | — | |
| 6 | Common | Common Stock | 2023-11-15 | M | A | 2,046 | $0.00 | 32,894 | D | — | — | |
| 7 | Derivative | Restricted stock units | 2023-11-15 | M | D | 2,046 | $0.00 | 0 | D | — · — to — | 2,046 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F3) Reflects earned performance stock units that vested on November 15, 2023. |
| 8 | Derivative | Restricted stock units | 2023-11-15 | M | D | 1,192 | $0.00 | 0 | D | — · — to — | 1,192 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F3) Reflects earned performance stock units that vested on November 15, 2023. |
| 9 | Derivative | Restricted stock units | 2023-11-15 | M | D | 5,747 | $0.00 | 5,747 | D | — · — to — | 5,747 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F4) The restricted stock units vest in three equal annual installments beginning on November 15, 2022. |
| 10 | Derivative | Restricted stock units | 2023-11-15 | M | D | 10,381 | $0.00 | 20,765 | D | — · — to — | 10,381 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F5) The restricted stock units vest in three equal annual installments beginning on November 15, 2023. |
| 11 | Derivative | Restricted stock units | 2023-11-15 | M | D | 3,146 | $0.00 | 0 | D | — · — to — | 3,146 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F2) The restricted stock units vest in three equal annual installments beginning on November 15, 2021. |