Form 4 for SBH Sally Beauty Holdings, Inc.
Accepted 2023-11-17 00:00:00 ET · period of report 2023-11-15 · accession 0000950170-23-064931 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-11-17 | 2023-11-15 | SBH | Henrich John M | SVP, Gen Counsel, Sec | M - OptEx | $0.00 | +21.6K | 31.9K | +210% | $0 |
| D | 2023-11-17 | 2023-11-15 | SBH | Henrich John M | SVP, Gen Counsel, Sec | F - Tax | $9.11 | -5,259 | 39.3K | -12% | -$47.9K |
| DM | 2023-11-17 | 2023-11-15 | SBH | Henrich John M | SVP, Gen Counsel, Sec | M - OptEx | $0.00 | -21.6K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-11-15 | M | A | 5,446 | $0.00 | 28,472 | D | — | — | |
| 2 | Common | Common Stock | 2023-11-15 | M | A | 2,141 | $0.00 | 30,613 | D | — | — | |
| 3 | Common | Common Stock | 2023-11-15 | F | D | 5,259 | $9.11 | 39,349 | D | — | — | |
| 4 | Common | Common Stock | 2023-11-15 | M | A | 4,789 | $0.00 | 36,649 | D | — | — | |
| 5 | Common | Common Stock | 2023-11-15 | M | A | 7,959 | $0.00 | 44,608 | D | — | — | |
| 6 | Common | Common Stock | 2023-11-15 | M | A | 1,247 | $0.00 | 31,860 | D | — | — | |
| 7 | Derivative | Restricted stock units | 2023-11-15 | M | D | 1,247 | $0.00 | 0 | D | — · — to — | 1,247 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F3) Reflects earned performance stock units that vested on November 15, 2023. |
| 8 | Derivative | Restricted stock units | 2023-11-15 | M | D | 4,789 | $0.00 | 4,789 | D | — · — to — | 4,789 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F4) The restricted stock units vest in three equal annual installments beginning on November 15, 2022. |
| 9 | Derivative | Restricted stock units | 2023-11-15 | M | D | 2,141 | $0.00 | 0 | D | — · — to — | 2,141 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F3) Reflects earned performance stock units that vested on November 15, 2023. |
| 10 | Derivative | Restricted stock units | 2023-11-15 | M | D | 7,959 | $0.00 | 15,919 | D | — · — to — | 7,959 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F5) The restricted stock units vest in three equal annual installments beginning on November 15, 2023. |
| 11 | Derivative | Restricted stock units | 2023-11-15 | M | D | 5,446 | $0.00 | 0 | D | — · — to — | 5,446 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F2) The restricted stock units vest in three equal annual installments beginning on November 15, 2021. |