Form 4 for SBH Sally Beauty Holdings, Inc.
Accepted 2023-11-17 00:00:00 ET · period of report 2023-11-15 · accession 0000950170-23-064933 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-11-17 | 2023-11-15 | SBH | Paulonis Denise | Pres, CEO, Dir | F - Tax | $9.11 | -40.2K | 166.8K | -19% | -$366.4K |
| DM | 2023-11-17 | 2023-11-15 | SBH | Paulonis Denise | Pres, CEO, Dir | M - OptEx | $0.00 | +106.5K | 207.0K | +106% | $0 |
| DM | 2023-11-17 | 2023-11-15 | SBH | Paulonis Denise | Pres, CEO, Dir | M - OptEx | $0.00 | +106.5K | 40.7K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-11-15 | F | D | 40,218 | $9.11 | 166,826 | D | — | — | |
| 2 | Common | Common Stock | 2023-11-15 | M | A | 40,709 | $0.00 | 141,292 | D | — | — | |
| 3 | Common | Common Stock | 2023-11-15 | M | A | 65,752 | $0.00 | 207,044 | D | — | — | |
| 4 | Derivative | Restricted stock units | 2023-11-15 | M | A | 65,752 | $0.00 | 131,507 | D | — · — to — | 65,672 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F3) The restricted stock units vest in three equal annual installments beginning on November 15, 2023. |
| 5 | Derivative | Restricted stock units | 2023-11-15 | M | A | 40,709 | $0.00 | 40,709 | D | — · — to — | 40,709 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F2) The restricted stock units vest in three equal annual installments beginning on November 15, 2022. |