Form 4 for SHIM Shimmick Corp
Accepted 2024-06-18 00:00:00 ET · period of report 2024-06-06 · accession 0000950170-24-075116 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-06-18 | 2024-06-14 | SHIM | Trabuco Carolyn | Dir | M - OptEx | — | +24.5K | 24.5K | New | — |
| D | 2024-06-18 | 2024-06-14 | SHIM | Trabuco Carolyn | Dir | M - OptEx | $0.00 | -24.5K | 0 | -100% | $0 |
| D | 2024-06-18 | 2024-06-06 | SHIM | Trabuco Carolyn | Dir | A - Grant | $0.00 | -84.3K | 84.3K | -50% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-06-14 | M | A | 24,509 | — | 24,509 | D | — | — | (F1) RSUs convert into common stock on a one-for-one basis. |
| 2 | Derivative | Restricted Stock Units | 2024-06-14 | M | D | 24,509 | $0.00 | 0 | D | — · — to — | 24,509 Common Stock | (F1) RSUs convert into common stock on a one-for-one basis. (F3) On December 14, 2023, the Reporting Person was granted 24,509 RSUs, vesting and settling upon the later of (i) June 14, 2024 or (ii) the date of next annual meeting of the Issuer's stockholders, in each case subject to Reporting Person's continued service through such date. |
| 3 | Derivative | Restricted Stock Units | 2024-06-06 | A | D | 84,269 | $0.00 | 84,269 | D | — · — to — | 84,269 Common Stock | (F1) RSUs convert into common stock on a one-for-one basis. (F2) The RSUs will vest in full and settle into shares of common stock on the date of the next annual meeting of the Issuer's stockholders, subject to Reporting Perons's continued service through such date. |