Form 4 for UTI UNIVERSAL TECHNICAL INSTITUTE INC
Accepted 2024-11-27 00:00:00 ET · period of report 2024-11-25 · accession 0000950170-24-131594 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-11-27 | 2024-11-25 | UTI | DEVINCENZI ROBERT THOMAS | Dir | S - Sale+OE | $25.45 | -150.0K | 128.5K | -54% | -$3.82M |
| D | 2024-11-27 | 2024-11-25 | UTI | DEVINCENZI ROBERT THOMAS | Dir | M - OptEx | $3.14 | +150.0K | 272.5K | +122% | +$471.0K |
| D | 2024-11-27 | 2024-11-25 | UTI | DEVINCENZI ROBERT THOMAS | Dir | M - OptEx | $0.00 | -150.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, $0.0001 par value | 2024-11-25 | S | D | 6,086 | $25.97 | 122,452 | D | — | — | (F2) The prices reported in Column 4 reflect a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.94 to 26.13. The reporting person undertakes to provide to the issuer or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. |
| 2 | Common | Common Stock, $0.0001 par value | 2024-11-25 | S | D | 143,914 | $25.43 | 128,538 | D | — | — | (F1) The prices reported in Column 4 reflect a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.94 to $25.93. The reporting person undertakes to provide to the issuer or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. |
| 3 | Common | Common Stock, $0.0001 par value | 2024-11-25 | M | A | 150,000 | $3.14 | 272,452 | D | — | — | |
| 4 | Derivative | Director Stock Option (Right to Buy) | 2024-11-25 | M | D | 150,000 | $0.00 | 0 | D | $3.14 · 2018-12-05 to 2025-12-05 | 150,000 Common Stock |