Form 4 for SRTA Strata Critical Medical, Inc.
Accepted 2021-08-17 00:00:00 ET · period of report 2021-08-13 · accession 0001062993-21-007691 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-08-17 | 2021-08-16 | SRTA | Heyburn William A. | CFO | M - OptEx | $0.18 | +75.0K | 416.3K | +22% | +$13.5K |
| D | 2021-08-17 | 2021-08-13 | SRTA | Heyburn William A. | CFO | A - Grant | $0.00 | +122.9K | 341.3K | +56% | $0 |
| D | 2021-08-17 | 2021-08-16 | SRTA | Heyburn William A. | CFO | M - OptEx | $0.00 | -75.0K | 18.7K | -80% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A common stock, $0.0001 par value per share | 2021-08-16 | M | A | 75,000 | $0.18 | 416,253 | D | — | — | |
| 2 | Common | Class A common stock, $0.0001 par value per share | 2021-08-13 | A | A | 122,851 | $0.00 | 341,253 | D | — | — | (F1) Represents a grant of Restricted Stock Units ("RSUs"), which will be settled in shares of the Issuer's common stock upon vesting. 66.67% of the RSUs will vest on July 1, 2023, and the remaining RSUs will vest on July 1, 2024, subject to the Reporting Person's continued service to the Issuer. |
| 3 | Derivative | Stock Option (right to buy) | 2021-08-16 | M | D | 75,000 | $0.00 | 18,689 | D | $0.18 · 2021-05-07 to 2028-11-16 | 75,000 Class A common stock, par value $0.0001 per share |