Form 4 for PFG Principal Financial Group
Accepted 2022-03-03 00:00:00 ET · period of report 2022-03-01 · accession 0001062993-22-006690 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2022-03-03 | 2022-03-01 | PFG | Houston Daniel Joseph | COB, Pres, CEO, Dir | A - Grant | $0.00 | -69.4K | 76.9K | -47% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-03-01 | A | D | 35,680 | $0.00 | 112,559 | D | — | — | (F2) Grant of restricted stock units. |
| 2 | Common | Common Stock | 2022-03-01 | A | D | 33,743 | $0.00 | 76,879 | D | — | — | (F1) Settlement of performance based restricted stock units granted February 25, 2019. (F3) Includes 5,238 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. |