PFG Principal Financial Group
Nasdaq · SEC CIK 1126328 · EDGAR
- Bought, last 12 months
- $0 0 purchases by 0 insiders
- Sold, last 12 months
- $5.40M 9 sales by 3 insiders
- Filings on record
- 658 since 2021-09-28, latest 2026-09-08 15:43
BoughtSold
Most active insiders, 12 months
| Insider | Title | Bought | Sold |
|---|---|---|---|
| Cheong Wee Yee | Pres - Asia, Middle East | — | $2.79M |
| STRABLE-SOETHOUT DEANNA D | Pres, CEO | — | $2.35M |
| Djurasovic George | Interim GC | — | $259.3K |
| Brown Timothy W. | EVP, GC, Sec | — | — |
| Pitz Joel | EVP, CFO | — | — |
| Agrawal Vivek | EVP, Chief Growth Off | — | — |
| Muruzabal Claudio | Dir | — | — |
| McCullum Kenneth A. | EVP - CRO | — | — |
| Kay Kathleen B | EVP-CIO | — | — |
| Bhatia Kamal | Pres, CEO - PAM | — | — |
Transactions 704
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMT | 2026-09-08 15:43 | 2026-09-03 | PFG | STRABLE-SOETHOUT DEANNA D | COB, Pres, CEO | A - Grant | $63.98 | +55.1K | 229.0K | +32% | +$3.53M |
| DT | 2026-09-08 15:43 | 2026-09-03 | PFG | STRABLE-SOETHOUT DEANNA D | COB, Pres, CEO | D - Sale to Iss | $120.60 | -55.1K | 173.9K | -24% | -$6.65M |
| DT | 2026-08-11 15:52 | 2026-08-07 | PFG | Friedrich Amy Christine | Pres - Benefits, Protect | A - Grant | $63.98 | +35.7K | 144.5K | +33% | +$2.28M |
| DT | 2026-08-11 15:52 | 2026-08-07 | PFG | Friedrich Amy Christine | Pres - Benefits, Protect | D - Sale to Iss | $113.80 | -35.7K | 108.9K | -25% | -$4.06M |
| 2026-06-30 13:45 | 2026-06-26 | PFG | Mitchell H Elizabeth | Dir | A - Grant | $0.00 | +80 | 13.2K | +0.6% | $0 | |
| D | 2026-06-30 13:44 | 2026-06-26 | PFG | RIVERA ALFREDO | Dir | A - Grant | $0.00 | +117 | 16.5K | +0.7% | $0 |
| 2026-06-30 13:44 | 2026-06-26 | PFG | Richer Clare Stack | Dir | A - Grant | $0.00 | +142 | 21.4K | +0.7% | $0 | |
| 2026-06-30 13:44 | 2026-06-26 | PFG | Pickerell Blair | Dir | A - Grant | $0.00 | +281 | 39.8K | +0.7% | $0 | |
| 2026-06-30 13:43 | 2026-06-26 | PFG | Nordin Diane C | Dir | A - Grant | $0.00 | +217 | 31.3K | +0.7% | $0 | |
| 2026-06-30 13:43 | 2026-06-26 | PFG | Muruzabal Claudio | Dir | A - Grant | $0.00 | +100 | 13.6K | +0.7% | $0 | |
| D | 2026-06-30 13:43 | 2026-06-26 | PFG | Mills Scott | Dir | A - Grant | $0.00 | +253 | 36.1K | +0.7% | $0 |
| D | 2026-06-30 13:42 | 2026-06-26 | PFG | HOCHSCHILD ROGER C | Dir | A - Grant | $0.00 | +294 | 41.5K | +0.7% | $0 |
| 2026-06-30 13:42 | 2026-06-26 | PFG | Carter Miller Jocelyn | Dir | A - Grant | $0.00 | +669 | 91.3K | +0.7% | $0 | |
| 2026-06-30 13:42 | 2026-06-26 | PFG | Beams Mary E. | Dir | A - Grant | $0.00 | +109 | 17.0K | +0.6% | $0 | |
| 2026-06-30 13:42 | 2026-06-26 | PFG | Auerbach Jonathan | Dir | A - Grant | $0.00 | +166 | 23.0K | +0.7% | $0 | |
| 2026-06-30 13:38 | 2026-06-26 | PFG | Pitz Joel | EVP, CFO | A - Grant | $0.00 | +234 | 44.0K | +0.5% | $0 | |
| I | 2026-06-30 13:38 | 2026-06-26 | PFG | Pitz Joel | EVP, CFO | A - Grant | $0.00 | +2 | 2,928 | +0.1% | $0 |
| 2026-06-30 13:38 | 2026-06-26 | PFG | Bhatia Kamal | Pres, CEO - PAM | A - Grant | $0.00 | +430 | 65.5K | +0.7% | $0 | |
| 2026-06-30 13:37 | 2026-06-26 | PFG | LITTLEFIELD CHRISTOPHER J | Pres - RIS | A - Grant | $0.00 | +559 | 76.7K | +0.7% | $0 | |
| 2026-06-30 13:37 | 2026-06-26 | PFG | Kay Kathleen B | EVP-CIO | A - Grant | $0.00 | +398 | 44.3K | +0.9% | $0 | |
| 2026-06-30 13:37 | 2026-06-26 | PFG | Friedrich Amy Christine | Pres - Benefits, Protect | A - Grant | $0.00 | +599 | 108.9K | +0.6% | $0 | |
| 2026-06-30 13:36 | 2026-06-26 | PFG | Cheong Wee Yee | Pres - Asia, Middle East | A - Grant | $0.00 | +368 | 66.8K | +0.6% | $0 | |
| 2026-06-30 13:36 | 2026-06-26 | PFG | Agrawal Vivek | EVP, Chief Growth Off | A - Grant | $0.00 | +234 | 46.5K | +0.5% | $0 | |
| 2026-06-30 13:35 | 2026-06-26 | PFG | STRABLE-SOETHOUT DEANNA D | COB, Pres, CEO | A - Grant | $0.00 | +612 | 173.9K | +0.4% | $0 | |
| I | 2026-06-30 13:35 | 2026-06-26 | PFG | STRABLE-SOETHOUT DEANNA D | COB, Pres, CEO | A - Grant | $0.00 | +44 | 53.5K | +0.1% | $0 |
| 2026-06-30 13:35 | 2026-06-26 | PFG | McCullum Kenneth A. | EVP - CRO | A - Grant | $0.00 | +73 | 41.1K | +0.2% | $0 | |
| DMT | 2026-06-15 17:20 | 2026-06-11+ | PFG | STRABLE-SOETHOUT DEANNA D | COB, Pres, CEO | A - Grant | $62.78 | +50.5K | 204.0K | +33% | +$3.17M |
| DMT | 2026-06-15 17:20 | 2026-06-11+ | PFG | STRABLE-SOETHOUT DEANNA D | COB, Pres, CEO | D - Sale to Iss | $110.38 | -10.9K | 173.3K | -6% | -$1.21M |
| 2026-06-09 14:46 | 2026-06-08 | PFG | Brown Timothy W. | EVP, GC, Sec | A - Grant | $0.00 | +22.3K | 22.3K | New | $0 | |
| M | 2026-05-22 10:08 | 2026-05-20+ | PFG | Cheong Wee Yee | Pres - Asia, Middle East | S - Sale | $103.13 | -10.7K | 66.4K | -14% | -$1.11M |
| 2026-05-21 17:10 | 2026-05-19 | PFG | Beams Mary E. | Dir | A - Grant | $0.00 | +2,175 | 16.9K | +15% | $0 | |
| 2026-05-21 17:09 | 2026-05-19 | PFG | RIVERA ALFREDO | Dir | A - Grant | $0.00 | +2,175 | 16.4K | +15% | $0 | |
| 2026-05-21 17:09 | 2026-05-19 | PFG | Richer Clare Stack | Dir | A - Grant | $0.00 | +2,175 | 21.3K | +11% | $0 | |
| 2026-05-21 17:09 | 2026-05-19 | PFG | Pickerell Blair | Dir | A - Grant | $0.00 | +2,175 | 39.5K | +6% | $0 | |
| 2026-05-21 17:08 | 2026-05-19 | PFG | Mitchell H Elizabeth | Dir | A - Grant | $0.00 | +2,175 | 13.1K | +20% | $0 | |
| 2026-05-21 17:06 | 2026-05-19 | PFG | Nordin Diane C | Dir | A - Grant | $0.00 | +2,175 | 31.1K | +8% | $0 | |
| 2026-05-21 17:06 | 2026-05-19 | PFG | Muruzabal Claudio | Dir | A - Grant | $0.00 | +2,175 | 13.5K | +19% | $0 | |
| 2026-05-21 17:06 | 2026-05-19 | PFG | Carter Miller Jocelyn | Dir | A - Grant | $0.00 | +2,175 | 90.7K | +2% | $0 | |
| 2026-05-21 17:05 | 2026-05-19 | PFG | HOCHSCHILD ROGER C | Dir | A - Grant | $0.00 | +2,175 | 41.2K | +6% | $0 | |
| 2026-05-21 17:05 | 2026-05-19 | PFG | Mills Scott | Dir | A - Grant | $0.00 | +2,175 | 35.9K | +6% | $0 | |
| 2026-05-21 17:05 | 2026-05-19 | PFG | Auerbach Jonathan | Dir | A - Grant | $0.00 | +2,175 | 22.8K | +11% | $0 | |
| M | 2026-05-04 12:27 | 2026-04-30+ | PFG | Cheong Wee Yee | Pres - Asia, Middle East | S - Sale | $101.17 | -13.9K | 77.2K | -15% | -$1.41M |
| 2026-04-30 17:03 | 2026-04-29 | PFG | Cheong Wee Yee | Pres - Asia, Middle East | S - Sale | $101.00 | -1,080 | 91.1K | -1% | -$109.1K | |
| M | 2026-04-30 17:03 | 2026-04-28+ | PFG | Djurasovic George | Interim GC | S - Sale | $100.83 | -2,572 | 21.9K | -11% | -$259.3K |
| D | 2026-03-31 | 2026-03-27 | PFG | HOCHSCHILD ROGER C | Dir | A - Grant | $0.00 | +355 | 39.0K | +0.9% | $0 |
| 2026-03-31 | 2026-03-27 | PFG | Djurasovic George | Interim GC | A - Grant | $0.00 | +176 | 19.3K | +0.9% | $0 | |
| 2026-03-31 | 2026-03-27 | PFG | Nordin Diane C | Dir | A - Grant | $0.00 | +264 | 28.9K | +0.9% | $0 | |
| I | 2026-03-31 | 2026-03-27 | PFG | Pitz Joel | EVP, CFO | A - Grant | $0.00 | +3 | 2,795 | +0.1% | $0 |
| 2026-03-31 | 2026-03-27 | PFG | Pitz Joel | EVP, CFO | A - Grant | $0.00 | +278 | 43.4K | +0.6% | $0 | |
| 2026-03-31 | 2026-03-27 | PFG | Cheong Wee Yee | Pres - Asia, Middle East | A - Grant | $0.00 | +667 | 92.2K | +0.7% | $0 | |
| 2026-03-31 | 2026-03-27 | PFG | Mitchell H Elizabeth | Dir | A - Grant | $0.00 | +100 | 10.9K | +0.9% | $0 | |
| 2026-03-31 | 2026-03-27 | PFG | Beams Mary E. | Dir | A - Grant | $0.00 | +134 | 14.7K | +0.9% | $0 | |
| D | 2026-03-31 | 2026-03-27 | PFG | RIVERA ALFREDO | Dir | A - Grant | $0.00 | +144 | 14.2K | +1% | $0 |
| 2026-03-31 | 2026-03-27 | PFG | Auerbach Jonathan | Dir | A - Grant | $0.00 | +203 | 20.6K | +1.0% | $0 | |
| D | 2026-03-31 | 2026-03-27 | PFG | Mills Scott | Dir | A - Grant | $0.00 | +307 | 33.7K | +0.9% | $0 |
| 2026-03-31 | 2026-03-27 | PFG | Kay Kathleen B | EVP-CIO | A - Grant | $0.00 | +469 | 43.9K | +1% | $0 | |
| 2026-03-31 | 2026-03-27 | PFG | STRABLE-SOETHOUT DEANNA D | COB, Pres, CEO | A - Grant | $0.00 | +680 | 173.3K | +0.4% | $0 | |
| I | 2026-03-31 | 2026-03-27 | PFG | STRABLE-SOETHOUT DEANNA D | COB, Pres, CEO | A - Grant | $0.00 | +52 | 53.5K | +0.1% | $0 |
| 2026-03-31 | 2026-03-27 | PFG | Bhatia Kamal | Pres, CEO - PAM | A - Grant | $0.00 | +509 | 65.0K | +0.8% | $0 | |
| 2026-03-31 | 2026-03-27 | PFG | Carter Miller Jocelyn | Dir | A - Grant | $0.00 | +805 | 88.5K | +0.9% | $0 | |
| 2026-03-31 | 2026-03-27 | PFG | Muruzabal Claudio | Dir | A - Grant | $0.00 | +124 | 11.3K | +1% | $0 | |
| 2026-03-31 | 2026-03-27 | PFG | McCullum Kenneth A. | EVP - CRO | A - Grant | $0.00 | +88 | 41.0K | +0.2% | $0 | |
| 2026-03-31 | 2026-03-27 | PFG | Richer Clare Stack | Dir | A - Grant | $0.00 | +174 | 19.1K | +0.9% | $0 | |
| 2026-03-31 | 2026-03-27 | PFG | LITTLEFIELD CHRISTOPHER J | Pres - RIS | A - Grant | $0.00 | +660 | 75.9K | +0.9% | $0 | |
| 2026-03-31 | 2026-03-27 | PFG | Pickerell Blair | Dir | A - Grant | $0.00 | +340 | 37.4K | +0.9% | $0 | |
| 2026-03-31 | 2026-03-27 | PFG | Friedrich Amy Christine | Pres - Benefits, Protect | A - Grant | $0.00 | +707 | 108.2K | +0.7% | $0 | |
| 2026-03-31 | 2026-03-27 | PFG | Agrawal Vivek | EVP, Chief Growth Off | A - Grant | $0.00 | +278 | 46.3K | +0.6% | $0 | |
| 2026-03-25 | 2025-04-21 | PFG | Muruzabal Claudio | Dir | S - Sale | $70.05 | -5 | 11.2K | -0.0% | -$350.25 | |
| M | 2026-03-25 | 2025-01-02+ | PFG | Muruzabal Claudio | Dir | P - Purchase | $87.29 | +10 | 11.2K | +0.1% | +$872.90 |
| 2026-03-03 | 2026-02-27 | PFG | Bhatia Kamal | Pres, CEO - PAM | F - Tax | $95.42 | -3,781 | 67.4K | -5% | -$360.8K | |
| M | 2026-03-03 | 2026-03-02 | PFG | Bhatia Kamal | Pres, CEO - PAM | D - Sale to Iss | $96.19 | -2,899 | 65.1K | -4% | -$278.9K |
| 2026-03-03 | 2026-02-27 | PFG | Pitz Joel | EVP - CFO | F - Tax | $95.42 | -556 | 43.0K | -1% | -$53.1K | |
| I | 2026-03-03 | 2026-02-27 | PFG | Pitz Joel | EVP - CFO | F - Tax | $95.42 | -42 | 2,740 | -2% | -$4,008 |
| 2026-03-03 | 2026-02-27 | PFG | LITTLEFIELD CHRISTOPHER J | Pres - RIS | F - Tax | $95.42 | -3,693 | 75.2K | -5% | -$352.4K | |
| 2026-03-03 | 2026-02-27 | PFG | Kay Kathleen B | EVP-CIO | F - Tax | $95.42 | -1,870 | 43.4K | -4% | -$178.4K | |
| 2026-03-03 | 2026-02-27 | PFG | Friedrich Amy Christine | Pres - Benefits, Protect | F - Tax | $95.42 | -3,801 | 107.5K | -3% | -$362.7K | |
| 2026-03-03 | 2026-02-27 | PFG | McCullum Kenneth A. | EVP - CRO | F - Tax | $95.42 | -1,228 | 42.5K | -3% | -$117.2K | |
| M | 2026-03-03 | 2026-03-02 | PFG | McCullum Kenneth A. | EVP - CRO | D - Sale to Iss | $96.18 | -1,616 | 40.9K | -4% | -$155.4K |
| 2026-03-03 | 2026-02-27 | PFG | Djurasovic George | Interim GC | F - Tax | $95.42 | -1,288 | 19.2K | -6% | -$122.9K | |
| 2026-03-03 | 2026-02-27 | PFG | STRABLE-SOETHOUT DEANNA D | COB, Pres, CEO | F - Tax | $95.42 | -5,321 | 172.6K | -3% | -$507.7K | |
| I | 2026-03-03 | 2026-02-27 | PFG | STRABLE-SOETHOUT DEANNA D | COB, Pres, CEO | F - Tax | $95.42 | -781 | 53.4K | -1% | -$74.5K |
| 2026-02-27 | 2026-02-25 | PFG | McCullum Kenneth A. | EVP - CRO | D - Sale to Iss | $94.55 | -3,071 | 43.8K | -7% | -$290.4K | |
| 2026-02-27 | 2026-02-25 | PFG | Bhatia Kamal | Pres, CEO - PAM | D - Sale to Iss | $94.55 | -5,570 | 71.2K | -7% | -$526.6K | |
| M | 2026-02-25 | 2026-02-23 | PFG | Agrawal Vivek | EVP, Chief Growth Off | A - Grant | $0.00 | +12.8K | 46.0K | +38% | $0 |
| M | 2026-02-25 | 2026-02-23 | PFG | STRABLE-SOETHOUT DEANNA D | COB, Pres, CEO | A - Grant | $0.00 | +41.1K | 177.9K | +30% | $0 |
| M | 2026-02-25 | 2026-02-23 | PFG | Pitz Joel | EVP - CFO | A - Grant | $0.00 | +10.7K | 41.0K | +35% | $0 |
| 2026-02-25 | 2026-02-23 | PFG | Djurasovic George | Interim GC | A - Grant | $0.00 | +3,504 | 20.4K | +21% | $0 | |
| M | 2026-02-25 | 2026-02-23 | PFG | LITTLEFIELD CHRISTOPHER J | Pres - RIS | A - Grant | $0.00 | +17.4K | 78.9K | +28% | $0 |
| M | 2026-02-25 | 2026-02-23 | PFG | Friedrich Amy Christine | Pres - Benefits, Protect | A - Grant | $0.00 | +19.6K | 111.3K | +21% | $0 |
| M | 2026-02-25 | 2026-02-23 | PFG | Bhatia Kamal | Pres, CEO - PAM | A - Grant | $0.00 | +15.0K | 69.8K | +27% | $0 |
| M | 2026-02-25 | 2026-02-23 | PFG | McCullum Kenneth A. | EVP - CRO | A - Grant | $0.00 | +6,164 | 46.8K | +15% | $0 |
| M | 2026-02-25 | 2026-02-23 | PFG | Kay Kathleen B | EVP-CIO | A - Grant | $0.00 | +10.1K | 45.3K | +29% | $0 |
| M | 2026-02-25 | 2026-02-23 | PFG | Cheong Wee Yee | EVP, Principal Asia | A - Grant | $0.00 | +9,514 | 84.9K | +13% | $0 |
| 2026-02-02 | 2026-01-30 | PFG | STRABLE-SOETHOUT DEANNA D | Pres, CEO | S - Sale | $95.00 | -7,340 | 136.8K | -5% | -$697.3K | |
| 2026-01-30 | 2026-01-29 | PFG | STRABLE-SOETHOUT DEANNA D | Pres, CEO | S - Sale | $95.12 | -9,300 | 144.2K | -6% | -$884.6K | |
| I | 2026-01-26 | 2026-01-22 | PFG | STRABLE-SOETHOUT DEANNA D | Pres, CEO | S - Sale | $92.56 | -8,025 | 54.2K | -13% | -$742.8K |
| I | 2026-01-12 | 2026-01-08 | PFG | STRABLE-SOETHOUT DEANNA D | Pres, CEO | S - Sale | $92.50 | -300 | 62.3K | -0.5% | -$27.8K |
| D | 2026-01-02 | 2025-12-31 | PFG | STRABLE-SOETHOUT DEANNA D | Pres, CEO | A - Grant | $37.38 | +38.2K | 191.7K | +25% | +$1.43M |
| D | 2026-01-02 | 2025-12-31 | PFG | STRABLE-SOETHOUT DEANNA D | Pres, CEO | D - Sale to Iss | $88.55 | -38.2K | 153.5K | -20% | -$3.39M |
| DM | 2025-12-29 | 2025-12-23+ | PFG | STRABLE-SOETHOUT DEANNA D | Pres, CEO | A - Grant | $37.38 | +20.9K | 174.2K | +14% | +$781.8K |
Purchase Sale Sale after option exercise All abbreviations