Form 4 for PFG Principal Financial Group
Accepted 2026-09-08 15:43:49 ET · period of report 2026-09-03 · accession 0001126328-26-000182 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMT | 2026-09-08 15:43 | 2026-09-03 | PFG | STRABLE-SOETHOUT DEANNA D | COB, Pres, CEO | A - Grant | $63.98 | +55.1K | 229.0K | +32% | +$3.53M |
| DT | 2026-09-08 15:43 | 2026-09-03 | PFG | STRABLE-SOETHOUT DEANNA D | COB, Pres, CEO | D - Sale to Iss | $120.60 | -55.1K | 173.9K | -24% | -$6.65M |
| DMT | 2026-09-08 15:43 | 2026-09-03 | PFG | STRABLE-SOETHOUT DEANNA D | COB, Pres, CEO | M - OptEx | $63.98 | -55.1K | 0 | -100% | -$3.53M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-09-03 | A | A | 18,380 | $63.98 | 192,247 | D | — | — | |
| 2 | Common | Common Stock | 2026-09-03 | A | A | 18,380 | $63.98 | 210,627 | D | — | — | |
| 3 | Common | Common Stock | 2026-09-03 | A | A | 18,380 | $63.98 | 229,007 | D | — | — | |
| 4 | Common | Common Stock | 2026-09-03 | D | D | 55,140 | $120.60 | 173,867 | D | — | — | (F1) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $120.05 to $121.11, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. (F2) The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 02/28/2024. |
| 5 | Derivative | Common Stock | 2026-09-03 | M | D | 18,380 | $63.98 | 0 | D | $63.98 · 2019-02-26 to 2028-02-26 | 18,380 Common Stock | |
| 6 | Derivative | Common Stock | 2026-09-03 | M | D | 18,380 | $63.98 | 0 | D | $63.98 · 2020-02-26 to 2028-02-26 | 18,380 Common Stock | |
| 7 | Derivative | Common Stock | 2026-09-03 | M | D | 18,380 | $63.98 | 0 | D | $63.98 · 2021-02-26 to 2028-02-26 | 18,380 Common Stock |