Form 4 for PFG Principal Financial Group
Accepted 2026-06-30 13:42:50 ET · period of report 2026-06-26 · accession 0001126328-26-000170 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2026-06-30 13:42 | 2026-06-26 | PFG | HOCHSCHILD ROGER C | Dir | A - Grant | $0.00 | +294 | 41.5K | +0.7% | $0 |
| D | 2026-06-30 13:42 | 2026-06-26 | PFG | HOCHSCHILD ROGER C | Dir | A - Grant | $107.75 | +219 | 29.7K | +0.7% | +$23.6K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-06-26 | A | A | 294 | $0.00 | 41,477 | D | — | — | (F1) Grant of restricted stock units. |
| 2 | Derivative | Phantom Stock Units | 2026-06-26 | A | A | 219 | $107.75 | 29,674 | D | — · — to — | 219 Common Stock | (F2) The units convert to common stock on a one-for-one basis. (F3) The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. (F3) The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. |