Form 4 for PFG Principal Financial Group

Accepted 2023-03-01 00:00:00 ET · period of report 2023-02-27 · accession 0001062993-23-005415 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
M	2023-03-01	2023-02-27	PFG	STRABLE-SOETHOUT DEANNA D	EVP, CFO	A - Grant	$0.00	+20.3K	93.4K	+28%	$0
I	2023-03-01	2023-02-27	PFG	STRABLE-SOETHOUT DEANNA D	EVP, CFO	F - Tax	$88.89	-1,297	57.7K	-2%	-$115.3K
I	2023-03-01	2023-02-27	PFG	STRABLE-SOETHOUT DEANNA D	EVP, CFO	A - Grant	$0.00	+2,723	59.0K	+5%	$0

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2023-02-27	A	A	11,090	$0.00	84,192	D By Spouse	—	—	(F1) Grant of restricted stock units. (F2) Includes 341 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.
2	Common	Common Stock	2023-02-27	F	D	1,297	$88.89	57,738	I	—	—	(F2) Includes 341 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.
3	Common	Common Stock	2023-02-27	A	A	2,723	$0.00	59,035	I	—	—	(F1) Grant of restricted stock units. (F2) Includes 341 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.
4	Common	Common Stock	2023-02-27	A	A	9,246	$0.00	93,438	D By Spouse	—	—	(F3) Settlement of performance-based restricted stock units granted February 24, 2020. (F2) Includes 341 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.