Form 4 for PFG Principal Financial Group
Accepted 2023-03-01 00:00:00 ET · period of report 2023-02-27 · accession 0001062993-23-005418 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2023-03-01 | 2023-02-27 | PFG | Houston Daniel Joseph | COB, Pres, CEO, Dir | A - Grant | $0.00 | +74.2K | 189.2K | +65% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-02-27 | A | A | 31,969 | $0.00 | 146,957 | D | — | — | (F1) Grant of restricted stock units. (F2) Includes 6,526 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. |
| 2 | Common | Common Stock | 2023-02-27 | A | A | 42,218 | $0.00 | 189,175 | D | — | — | (F3) Settlement of performance-based restricted stock units granted February 24, 2020. (F2) Includes 6,526 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. |