Form 4 for PFG Principal Financial Group
Accepted 2023-03-01 00:00:00 ET · period of report 2023-02-27 · accession 0001062993-23-005423 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2023-03-01 | 2023-02-27 | PFG | Walker Roberto | EVP, Principal Latin American | A - Grant | $0.00 | +5,018 | 36.5K | +16% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-02-27 | A | A | 3,170 | $0.00 | 39,690 | D | — | — | (F3) Settlement of performance-based restricted stock units granted February 24, 2020. (F2) Includes 5,106 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. |
| 2 | Common | Common Stock | 2023-02-27 | A | A | 1,848 | $0.00 | 36,520 | D | — | — | (F1) Grant of restricted stock units. (F2) Includes 5,106 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. |