Form 4 for PFG Principal Financial Group
Accepted 2023-04-04 00:00:00 ET · period of report 2023-03-31 · accession 0001062993-23-008672 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2023-04-04 | 2023-03-31 | PFG | STRABLE-SOETHOUT DEANNA D | EVP, CFO | A - Grant | $0.00 | +181 | 84.4K | +0.2% | $0 | |
| I | 2023-04-04 | 2023-03-31 | PFG | STRABLE-SOETHOUT DEANNA D | EVP, CFO | A - Grant | $0.00 | +107 | 57.8K | +0.2% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-03-31 | A | A | 181 | $0.00 | 84,373 | D By Spouse | — | — | (F1) Grant of restricted stock units. (F2) Includes 341 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. |
| 2 | Common | Common Stock | 2023-03-31 | A | A | 107 | $0.00 | 57,845 | I | — | — | (F1) Grant of restricted stock units. (F3) Includes 341 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. |