Form 4 for PFG Principal Financial Group
Accepted 2023-11-22 00:00:00 ET · period of report 2023-11-21 · accession 0001062993-23-021329 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2023-11-22 | 2023-11-21 | PFG | Houston Daniel Joseph | COB, Pres, CEO, Dir | G - Gift | $0.00 | -34.5K | 119.8K | -22% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-11-21 | G | D | 34,523 | $0.00 | 119,809 | D | — | — | (F1) Includes an accumulative total of 7,002 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. |