Form 4 for PFG Principal Financial Group
Accepted 2025-07-01 00:00:00 ET · period of report 2025-06-27 · accession 0001062993-25-012390 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2025-07-01 | 2025-06-27 | PFG | Houston Daniel Joseph | Executive COB, Dir | A - Grant | $0.00 | +859 | 271.6K | +0.3% | $0 |
| D | 2025-07-01 | 2025-06-27 | PFG | Houston Daniel Joseph | Executive COB, Dir | A - Grant | $79.19 | +18 | 1,909 | +1.0% | +$1,425 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-06-27 | A | A | 859 | $0.00 | 271,613 | D | — | — | (F1) Grant of restricted stock units. (F2) Includes 915 shares acquired pursuant to and held within the Principal Financial Group, Inc. Employee Stock Purchase Plan. |
| 2 | Derivative | Phantom Stock Units | 2025-06-27 | A | A | 18 | $79.19 | 1,909 | D | — · — to — | 18 Common Stock | (F5) The units convert to common stock on a one-for-one basis. (F6) The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. |