Form 4 for SWZ Total Return Securities Fund
Accepted 2025-12-17 00:00:00 ET · period of report 2025-12-15 · accession 0001103646-25-000017 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2025-12-17 | 2025-12-15 | SWZ | CSS LLC/IL | 10% | S - Sale | $6.23 | -7,000 | 1.74M | -0.4% | -$43.6K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | common stock | 2025-12-15 | S | D | 500 | $6.21 | 1,741,006 | D | — | — | |
| 2 | Common | common stock | 2025-12-15 | S | D | 500 | $6.23 | 1,739,506 | D | — | — | |
| 3 | Common | common stock | 2025-12-15 | S | D | 4,000 | $6.24 | 1,735,506 | D | — | — | |
| 4 | Common | common stock | 2025-12-15 | S | D | 1,000 | $6.20 | 1,741,506 | D | — | — | |
| 5 | Common | common stock | 2025-12-15 | S | D | 1,000 | $6.22 | 1,740,006 | D | — | — |