SWZ Total Return Securities Fund
NYSE · SEC CIK 813623 · EDGAR
- Bought, last 12 months
- $1.36M 35 purchases by 4 insiders
- Sold, last 12 months
- $347.2K 3 sales by 1 insiders
- Filings on record
- 53 since 2021-07-06, latest 2026-09-01 16:16
BoughtSold
Most active insiders, 12 months
| Insider | Title | Bought | Sold |
|---|---|---|---|
| Dakos Andrew | Pres, CEO, Dir, Affiliate of Adviser | $874.3K | — |
| CSS LLC/IL | 10% | — | $347.2K |
| GOLDSTEIN PHILLIP | Sec, Dir, Affiliate of the Adviser | $335.9K | — |
| SELL MORITZ A | Dir | $127.0K | — |
| Das Rajeev P | Sec | $18.2K | — |
| HELLERMAN GERALD | Dir | — | — |
Transactions 56
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2026-09-01 16:16 | 2026-08-31 | SWZ | SELL MORITZ A | Dir | P - Purchase | $5.98 | +3,000 | 28.2K | +12% | +$17.9K | |
| M | 2026-08-25 16:05 | 2026-08-21+ | SWZ | Das Rajeev P | Sec | P - Purchase | $5.93 | +3,066 | 3,400 | +918% | +$18.2K |
| 2026-08-12 16:00 | 2026-08-10 | SWZ | SELL MORITZ A | Dir | P - Purchase | $5.91 | +1,000 | 25.2K | +4% | +$5,910 | |
| M | 2026-07-24 16:00 | 2026-07-22+ | SWZ | SELL MORITZ A | Dir | P - Purchase | $5.87 | +2,517 | 24.2K | +12% | +$14.8K |
| M | 2026-07-22 16:22 | 2026-07-20+ | SWZ | SELL MORITZ A | Dir | P - Purchase | $5.92 | +1,483 | 21.7K | +7% | +$8,780 |
| 2026-07-08 16:05 | 2026-07-06 | SWZ | GOLDSTEIN PHILLIP | Sec, Dir, Affiliate of the Adviser | P - Purchase | $5.95 | +5,980 | 119.2K | +5% | +$35.6K | |
| MI | 2026-07-07 16:27 | 2026-07-02 | SWZ | Dakos Andrew | Pres, CEO, Dir, Affiliate of Adviser | P - Purchase | $5.92 | +5,000 | 131.0K | +4% | +$29.6K |
| M | 2026-06-30 16:25 | 2026-06-26+ | SWZ | SELL MORITZ A | Dir | P - Purchase | $5.90 | +4,091 | 20.2K | +25% | +$24.2K |
| M | 2026-06-22 16:23 | 2026-06-17+ | SWZ | SELL MORITZ A | Dir | P - Purchase | $5.91 | +2,000 | 16.2K | +14% | +$11.8K |
| M | 2026-06-17 16:17 | 2026-06-15+ | SWZ | SELL MORITZ A | Dir | P - Purchase | $5.96 | +2,155 | 14.2K | +18% | +$12.8K |
| 2026-06-01 16:25 | 2026-05-29 | SWZ | SELL MORITZ A | Dir | P - Purchase | $6.01 | +1,000 | 12.0K | +9% | +$6,010 | |
| MI | 2026-05-29 16:09 | 2026-05-27+ | SWZ | Dakos Andrew | Pres, CEO, Dir, Affiliate of Adviser | P - Purchase | $5.98 | +13.0K | 126.0K | +12% | +$77.7K |
| MI | 2026-05-20 16:14 | 2026-05-18+ | SWZ | Dakos Andrew | Pres, CEO, Dir, Affiliate of Adviser | P - Purchase | $5.95 | +7,000 | 113.0K | +7% | +$41.7K |
| 2026-04-27 16:05 | 2026-04-24 | SWZ | SELL MORITZ A | Dir | P - Purchase | $6.07 | +1,002 | 11.0K | +10% | +$6,077 | |
| MI | 2026-04-20 16:22 | 2026-04-16+ | SWZ | Dakos Andrew | Pres, CEO, Dir, Affiliate of Adviser | P - Purchase | $6.07 | +10.7K | 106.0K | +11% | +$65.0K |
| 2026-04-20 16:22 | 2026-04-16 | SWZ | Dakos Andrew | Pres, CEO, Dir, Affiliate of Adviser | P - Purchase | $6.04 | +547 | 40.0K | +1% | +$3,304 | |
| MI | 2026-04-09 16:06 | 2026-04-07+ | SWZ | Dakos Andrew | Pres, CEO, Dir, Affiliate of Adviser | P - Purchase | $5.97 | +6,000 | 94.3K | +7% | +$35.8K |
| MI | 2026-04-06 16:38 | 2026-04-02+ | SWZ | Dakos Andrew | Pres, CEO, Dir, Affiliate of Adviser | P - Purchase | $5.93 | +4,963 | 88.3K | +6% | +$29.4K |
| MI | 2026-03-31 | 2026-03-27+ | SWZ | Dakos Andrew | Pres, CEO, Dir, Affiliate of Adviser | P - Purchase | $5.92 | +11.2K | 83.3K | +16% | +$66.3K |
| MI | 2026-03-26 | 2026-03-24 | SWZ | Dakos Andrew | Pres, CEO, Dir, Affiliate of Adviser | P - Purchase | $5.96 | +6,000 | 72.1K | +9% | +$35.8K |
| 2026-03-19 | 2026-03-18 | SWZ | GOLDSTEIN PHILLIP | Sec, Dir, Affiliate of the Adviser | P - Purchase | $5.98 | +10.0K | 113.2K | +10% | +$59.8K | |
| MI | 2026-03-13 | 2026-03-11+ | SWZ | Dakos Andrew | Pres, CEO, Dir, Affiliate of Adviser | P - Purchase | $6.00 | +5,024 | 67.1K | +8% | +$30.1K |
| MI | 2026-03-09 | 2026-03-05+ | SWZ | Dakos Andrew | Pres, CEO, Dir, Affiliate of Adviser | P - Purchase | $5.99 | +24.5K | 62.1K | +65% | +$146.7K |
| 2026-03-09 | 2026-03-05 | SWZ | GOLDSTEIN PHILLIP | Sec, Dir, Affiliate of the Adviser | P - Purchase | $5.99 | +10.0K | 103.2K | +11% | +$59.9K | |
| M | 2026-03-05 | 2026-02-26+ | SWZ | GOLDSTEIN PHILLIP | Sec, Dir, Affiliate of the Adviser | L - Small Acq | $6.16 | +324 | 88.2K | +0.4% | +$1,996 |
| 2026-03-05 | 2026-03-03 | SWZ | GOLDSTEIN PHILLIP | Sec, Dir, Affiliate of the Adviser | P - Purchase | $6.01 | +5,000 | 93.2K | +6% | +$30.1K | |
| MI | 2026-03-04 | 2026-03-02 | SWZ | Dakos Andrew | Pres, CEO, Dir | P - Purchase | $6.02 | +14.9K | 27.7K | +117% | +$89.8K |
| MI | 2026-03-02 | 2026-02-26+ | SWZ | Dakos Andrew | Pres, CEO, Dir | P - Purchase | $6.18 | +7,000 | 22.7K | +45% | +$43.2K |
| 2026-02-25 | 2026-02-23 | SWZ | GOLDSTEIN PHILLIP | Dir | P - Purchase | $6.13 | +5,000 | 87.9K | +6% | +$30.6K | |
| MI | 2026-02-25 | 2026-02-23+ | SWZ | Dakos Andrew | Pres, CEO, Dir | P - Purchase | $6.14 | +5,674 | 12.0K | +90% | +$34.9K |
| MI | 2026-02-23 | 2026-02-19+ | SWZ | Dakos Andrew | Pres, CEO, Dir | P - Purchase | $6.13 | +8,000 | 10.0K | +399% | +$49.1K |
| 2026-02-10 | 2026-02-06 | SWZ | GOLDSTEIN PHILLIP | Dir | P - Purchase | $6.07 | +10.0K | 82.9K | +14% | +$60.7K | |
| M | 2026-02-05 | 2026-02-03+ | SWZ | Dakos Andrew | Pres, CEO, Dir | P - Purchase | $5.99 | +16.0K | 30.5K | +111% | +$95.8K |
| M | 2026-02-04 | 2026-02-02+ | SWZ | SELL MORITZ A | Dir | P - Purchase | $5.97 | +2,120 | 8,998 | +31% | +$12.7K |
| 2026-02-03 | 2026-01-30 | SWZ | GOLDSTEIN PHILLIP | Dir | P - Purchase | $5.92 | +10.0K | 72.9K | +16% | +$59.2K | |
| 2026-01-27 | 2026-01-23 | SWZ | SELL MORITZ A | Dir | D - Sale to Iss | $6.81 | -3,922 | 7,878 | -33% | -$26.7K | |
| 2026-01-27 | 2026-01-23 | SWZ | Dakos Andrew | Pres, CEO, Dir | D - Sale to Iss | $6.81 | -11.7K | 23.5K | -33% | -$79.5K | |
| I | 2026-01-27 | 2026-01-23 | SWZ | Dakos Andrew | Pres, CEO, Dir | D - Sale to Iss | $6.81 | -997 | 2,003 | -33% | -$6,790 |
| 2026-01-27 | 2026-01-23 | SWZ | Das Rajeev P | Sec | D - Sale to Iss | $6.81 | -166 | 334 | -33% | -$1,130 | |
| 2026-01-27 | 2026-01-23 | SWZ | HELLERMAN GERALD | Dir | D - Sale to Iss | $6.81 | -1,755 | 3,527 | -33% | -$12.0K | |
| 2026-01-27 | 2026-01-23 | SWZ | GOLDSTEIN PHILLIP | Dir | D - Sale to Iss | $6.81 | -31.3K | 62.9K | -33% | -$213.2K | |
| M | 2025-12-31 | 2025-12-29+ | SWZ | CSS LLC/IL | 10% | S - Sale | $6.25 | -20.0K | 1.69M | -1% | -$124.8K |
| M | 2025-12-29 | 2025-12-22+ | SWZ | CSS LLC/IL | 10% | S - Sale | $6.26 | -28.6K | 17.31M | -0.2% | -$178.7K |
| M | 2025-12-17 | 2025-12-15 | SWZ | CSS LLC/IL | 10% | S - Sale | $6.23 | -7,000 | 1.74M | -0.4% | -$43.6K |
| 2025-12-12 | 2025-12-11 | SWZ | SELL MORITZ A | Dir | M - OptEx | $6.07 | +7,400 | 11.8K | +168% | +$44.9K | |
| 2025-12-12 | 2025-12-11 | SWZ | GOLDSTEIN PHILLIP | Dir | M - OptEx | $6.07 | +81.0K | 93.2K | +661% | +$491.5K | |
| 2025-12-12 | 2025-12-11 | SWZ | Dakos Andrew | Pres, CEO, Dir | M - OptEx | $6.07 | +35.1K | 35.1K | +54,788% | +$212.8K | |
| 2025-12-12 | 2025-12-11 | SWZ | Das Rajeev P | Sec | M - OptEx | $6.07 | +468 | 500 | +1,462% | +$2,841 | |
| 2025-10-29 | 2025-10-27 | SWZ | SELL MORITZ A | Dir | P - Purchase | $6.06 | +1,000 | 4,400 | +29% | +$6,060 | |
| 2025-07-01 | 2025-06-30 | SWZ | SELL MORITZ A | Dir | P - Purchase | $6.34 | +1,815 | 3,400 | +115% | +$11.5K | |
| 2025-04-03 | 2025-04-02 | SWZ | HELLERMAN GERALD | Dir | S - Sale | $9.24 | -41 | 5,283 | -0.8% | -$378.84 | |
| 2025-01-21 | 2025-01-17 | SWZ | GOLDSTEIN PHILLIP | Dir | S - Sale | $8.45 | -4,535 | 12.2K | -27% | -$38.3K | |
| I | 2022-03-04 | 2022-03-03 | SWZ | Dakos Andrew | Pres, CEO, Dir | P - Purchase | $8.82 | +1,000 | 3,000 | +50% | +$8,820 |
| M | 2022-03-03 | 2022-03-02 | SWZ | HELLERMAN GERALD | Dir | P - Purchase | $8.85 | +1,000 | 5,324 | +23% | +$8,850 |
| MI | 2022-02-04 | 2022-02-02+ | SWZ | Dakos Andrew | Pres, CEO, Dir | P - Purchase | $9.34 | +1,000 | 1,428 | +234% | +$9,340 |
| 2021-07-06 | 2021-07-02 | SWZ | GOLDSTEIN PHILLIP | Dir | S - Sale | $9.79 | -1,212 | 16.8K | -7% | -$11.9K |
Purchase Sale Sale after option exercise All abbreviations