Form 4 for SWZ Total Return Securities Fund
Accepted 2022-02-04 00:00:00 ET · period of report 2022-02-02 · accession 0001398344-22-002177 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2022-02-04 | 2022-02-02+ | SWZ | Dakos Andrew | Pres, CEO, Dir | P - Purchase | $9.34 | +1,000 | 1,428 | +234% | +$9,340 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-02-03 | P | A | 572 | $9.31 | 2,000 | I Limited Partnership | — | — | (F1) Shares are held by a limited partnership in which Mr. Dakos has a beneficial interest. Mr. Dakos disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. |
| 2 | Common | Common Stock | 2022-02-02 | P | A | 428 | $9.38 | 1,428 | I Limited Partnership | — | — | (F1) Shares are held by a limited partnership in which Mr. Dakos has a beneficial interest. Mr. Dakos disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. |