Form 4 for SWZ Total Return Securities Fund
Accepted 2025-12-31 00:00:00 ET · period of report 2025-12-29 · accession 0001103646-25-000020 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2025-12-31 | 2025-12-29+ | SWZ | CSS LLC/IL | 10% | S - Sale | $6.25 | -20.0K | 1.69M | -1% | -$124.8K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | common stock | 2025-12-29 | S | D | 1,772 | $6.25 | 1,705,167 | D | — | — | |
| 2 | Common | common stock | 2025-12-29 | S | D | 3,000 | $6.26 | 1,702,167 | D | — | — | |
| 3 | Common | common stock | 2025-12-29 | S | D | 3,000 | $6.27 | 1,699,167 | D | — | — | |
| 4 | Common | common stock | 2025-12-30 | S | D | 4,900 | $6.24 | 1,694,267 | D | — | — | |
| 5 | Common | common stock | 2025-12-30 | S | D | 7,000 | $6.25 | 1,687,267 | D | — | — | |
| 6 | Common | common stock | 2025-12-30 | S | D | 100 | $6.26 | 1,687,167 | D | — | — | |
| 7 | Common | common stock | 2025-12-30 | S | D | 196 | $6.27 | 1,686,971 | D | — | — |