Form 4 for SWZ Total Return Securities Fund
Accepted 2025-12-29 00:00:00 ET · period of report 2025-12-22 · accession 0001103646-25-000019 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2025-12-29 | 2025-12-22+ | SWZ | CSS LLC/IL | 10% | S - Sale | $6.26 | -28.6K | 17.31M | -0.2% | -$178.7K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | common stock | 2025-12-23 | S | D | 3,000 | $6.26 | 1,729,039 | D | — | — | |
| 2 | Common | common stock | 2025-12-24 | S | D | 1,000 | $6.22 | 1,728,039 | D | — | — | |
| 3 | Common | common stock | 2025-12-24 | S | D | 100 | $6.23 | 1,727,939 | D | — | — | |
| 4 | Common | common stock | 2025-12-26 | S | D | 4,600 | $6.25 | 1,723,339 | D | — | — | |
| 5 | Common | common stock | 2025-12-26 | S | D | 300 | $6.26 | 1,723,039 | D | — | — | |
| 6 | Common | common stock | 2025-12-26 | S | D | 13,402 | $6.26 | 1,709,637 | D | — | — | |
| 7 | Common | common stock | 2025-12-26 | S | D | 598 | $6.27 | 1,709,039 | D | — | — | |
| 8 | Common | common stock | 2025-12-26 | S | D | 2,100 | $6.27 | 1,706,939 | D | — | — | |
| 9 | Common | common stock | 2025-12-23 | S | D | 1,000 | $6.25 | 1,733,439 | D | — | — | |
| 10 | Common | common stock | 2025-12-22 | S | D | 900 | $6.26 | 1,734,439 | D | — | — | |
| 11 | Common | common stock | 2025-12-22 | S | D | 167 | $6.25 | 1,735,339 | D | — | — | |
| 12 | Common | common stock | 2025-12-23 | S | D | 1,400 | $6.25 | 17,312,039 | D | — | — |