Form 4 for SWZ Total Return Securities Fund
Accepted 2026-02-05 00:00:00 ET · period of report 2026-02-03 · accession 0001398344-26-002336 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2026-02-05 | 2026-02-03+ | SWZ | Dakos Andrew | Pres, CEO, Dir | P - Purchase | $5.99 | +16.0K | 30.5K | +111% | +$95.8K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-02-04 | P | A | 2,000 | $6.03 | 37,453 | D | — | — | |
| 2 | Common | Common Stock | 2026-02-04 | P | A | 2,000 | $6.02 | 39,453 | D | — | — | |
| 3 | Common | Common Stock | 2026-02-04 | P | A | 2,000 | $6.04 | 35,453 | D | — | — | |
| 4 | Common | Common Stock | 2026-02-03 | P | A | 3,000 | $5.96 | 33,453 | D | — | — | |
| 5 | Common | Common Stock | 2026-02-03 | P | A | 7,000 | $5.97 | 30,453 | D | — | — |