SELL MORITZ A
SEC CIK 1053116 · EDGAR
BoughtSold
Companies
| Ticker | Company | Title | Holding | Bought | Sold | Trades | First | Last |
|---|---|---|---|---|---|---|---|---|
| SWZ | Total Return Securities Fund | Dir | 28.2K | $138.5K | — | 14 | 2025-06-30 | 2026-08-31 |
| FAX | ABRDN ASIA-PACIFIC INCOME FUND, INC. | Dir | 1,145 | $7,950 | $6,854 | 3 | 2022-07-14 | 2026-05-15 |
| IAF | ABRDN AUSTRALIA EQUITY FUND, INC. | Dir | 3,000 | $9,000 | — | 1 | 2025-07-02 | 2025-07-02 |
| PCF | HIGH INCOME SECURITIES FUND | Dir | 11.8K | $108.8K | — | 12 | 2021-02-02 | 2025-04-09 |
Most active insiders at SWZ, 12 months
| # | Insider | Title | Bought | Sold |
|---|---|---|---|---|
| 1 | Dakos Andrew | Pres, CEO, Dir, Affiliate of Adviser | $874.3K | — |
| 2 | CSS LLC/IL | 10% | — | $347.2K |
| 3 | GOLDSTEIN PHILLIP | Sec, Dir, Affiliate of the Adviser | $335.9K | — |
| 4 | SELL MORITZ A | Dir | $127.0K | — |
| 5 | Das Rajeev P | Sec | $18.2K | — |
| 6 | HELLERMAN GERALD | Dir | — | — |
Transactions 30
| X | Filed | Traded | Ticker | Company | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2026-09-01 16:16 | 2026-08-31 | SWZ | Total Return Securities Fund | SELL MORITZ A | Dir | P - Purchase | $5.98 | +3,000 | 28.2K | +12% | +$17.9K | |
| 2026-08-12 16:00 | 2026-08-10 | SWZ | Total Return Securities Fund | SELL MORITZ A | Dir | P - Purchase | $5.91 | +1,000 | 25.2K | +4% | +$5,910 | |
| M | 2026-07-24 16:00 | 2026-07-22+ | SWZ | Total Return Securities Fund | SELL MORITZ A | Dir | P - Purchase | $5.87 | +2,517 | 24.2K | +12% | +$14.8K |
| M | 2026-07-22 16:22 | 2026-07-20+ | SWZ | Total Return Securities Fund | SELL MORITZ A | Dir | P - Purchase | $5.92 | +1,483 | 21.7K | +7% | +$8,780 |
| M | 2026-06-30 16:25 | 2026-06-26+ | SWZ | Total Return Securities Fund | SELL MORITZ A | Dir | P - Purchase | $5.90 | +4,091 | 20.2K | +25% | +$24.2K |
| M | 2026-06-22 16:23 | 2026-06-17+ | SWZ | Total Return Securities Fund | SELL MORITZ A | Dir | P - Purchase | $5.91 | +2,000 | 16.2K | +14% | +$11.8K |
| M | 2026-06-17 16:17 | 2026-06-15+ | SWZ | Total Return Securities Fund | SELL MORITZ A | Dir | P - Purchase | $5.96 | +2,155 | 14.2K | +18% | +$12.8K |
| 2026-06-01 16:25 | 2026-05-29 | SWZ | Total Return Securities Fund | SELL MORITZ A | Dir | P - Purchase | $6.01 | +1,000 | 12.0K | +9% | +$6,010 | |
| 2026-05-19 12:31 | 2026-05-15 | FAX | ABRDN ASIA-PACIFIC INCOME FUND, INC. | SELL MORITZ A | Dir | J - Other | — | +176 | 1,145 | +18% | — | |
| 2026-04-27 16:05 | 2026-04-24 | SWZ | Total Return Securities Fund | SELL MORITZ A | Dir | P - Purchase | $6.07 | +1,002 | 11.0K | +10% | +$6,077 | |
| M | 2026-02-04 | 2026-02-02+ | SWZ | Total Return Securities Fund | SELL MORITZ A | Dir | P - Purchase | $5.97 | +2,120 | 8,998 | +31% | +$12.7K |
| 2026-01-27 | 2026-01-23 | SWZ | Total Return Securities Fund | SELL MORITZ A | Dir | D - Sale to Iss | $6.81 | -3,922 | 7,878 | -33% | -$26.7K | |
| 2025-12-12 | 2025-12-11 | SWZ | Total Return Securities Fund | SELL MORITZ A | Dir | M - OptEx | $6.07 | +7,400 | 11.8K | +168% | +$44.9K | |
| 2025-10-29 | 2025-10-27 | SWZ | Total Return Securities Fund | SELL MORITZ A | Dir | P - Purchase | $6.06 | +1,000 | 4,400 | +29% | +$6,060 | |
| 2025-07-03 | 2025-07-02 | IAF | ABRDN AUSTRALIA EQUITY FUND, INC. | SELL MORITZ A | Dir | P - Purchase | $4.50 | +2,000 | 3,000 | +200% | +$9,000 | |
| 2025-07-02 | 2025-06-30 | FAX | ABRDN ASIA-PACIFIC INCOME FUND, INC. | SELL MORITZ A | Dir | P - Purchase | $15.90 | +500 | 896 | +126% | +$7,950 | |
| 2025-07-01 | 2025-06-30 | SWZ | Total Return Securities Fund | SELL MORITZ A | Dir | P - Purchase | $6.34 | +1,815 | 3,400 | +115% | +$11.5K | |
| 2025-04-10 | 2025-04-09 | PCF | HIGH INCOME SECURITIES FUND | SELL MORITZ A | Dir | P - Purchase | $5.95 | +789 | 11.8K | +7% | +$4,695 | |
| M | 2025-04-08 | 2025-04-04+ | PCF | HIGH INCOME SECURITIES FUND | SELL MORITZ A | Dir | P - Purchase | $6.04 | +5,587 | 11.0K | +103% | +$33.7K |
| 2025-01-10 | 2025-01-08 | PCF | HIGH INCOME SECURITIES FUND | SELL MORITZ A | Dir | P - Purchase | $6.50 | +1,624 | 5,446 | +42% | +$10.6K | |
| 2024-12-16 | 2024-12-12 | PCF | HIGH INCOME SECURITIES FUND | SELL MORITZ A | Dir | D - Sale to Iss | $7.07 | -33.7K | 3,822 | -90% | -$238.3K | |
| 2024-08-19 | 2024-08-15 | PCF | HIGH INCOME SECURITIES FUND | SELL MORITZ A | Dir | M - OptEx | $6.48 | +19.4K | 37.5K | +107% | +$125.6K | |
| 2023-05-08 | 2023-05-04 | PCF | HIGH INCOME SECURITIES FUND | SELL MORITZ A | Dir | P - Purchase | $6.17 | +1,000 | 18.0K | +6% | +$6,170 | |
| M | 2023-04-17 | 2023-04-13+ | PCF | HIGH INCOME SECURITIES FUND | SELL MORITZ A | Dir | P - Purchase | $6.58 | +3,500 | 15.9K | +28% | +$23.0K |
| M | 2022-12-29 | 2022-12-27 | PCF | HIGH INCOME SECURITIES FUND | SELL MORITZ A | Dir | P - Purchase | $6.48 | +2,064 | 12.2K | +20% | +$13.4K |
| 2022-09-27 | 2022-09-26 | PCF | HIGH INCOME SECURITIES FUND | SELL MORITZ A | Dir | P - Purchase | $6.66 | +1,000 | 11.1K | +10% | +$6,660 | |
| 2022-07-15 | 2022-07-14 | FAX | ABRDN ASIA-PACIFIC INCOME FUND, INC. | SELL MORITZ A | Dir | S - Sale | $2.72 | -2,520 | 1,001 | -72% | -$6,854 | |
| M | 2022-01-26 | 2022-01-24 | PCF | HIGH INCOME SECURITIES FUND | SELL MORITZ A | Dir | P - Purchase | $7.85 | +1,347 | 9,672 | +16% | +$10.6K |
| 2021-11-03 | 2021-11-01 | PCF | HIGH INCOME SECURITIES FUND | SELL MORITZ A | Dir | M - OptEx | $8.36 | +2,705 | 8,325 | +48% | +$22.6K | |
| A | 2021-11-03 | 2021-02-02 | PCF | HIGH INCOME SECURITIES FUND | SELL MORITZ A | Dir | M - OptEx | $8.24 | +5,060 | 5,620 | +904% | +$41.7K |
Purchase Sale Sale after option exercise All abbreviations