Form 4 for SWZ Total Return Securities Fund
Accepted 2026-07-24 16:00:02 ET · period of report 2026-07-22 · accession 0001398344-26-012674 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2026-07-24 16:00 | 2026-07-22+ | SWZ | SELL MORITZ A | Dir | P - Purchase | $5.87 | +2,517 | 24.2K | +12% | +$14.8K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-07-22 | P | A | 517 | $5.90 | 22,246 | D | — | — | (F1) Amount includes shares acquired through the Issuer's dividend reinvestment plan. |
| 2 | Common | Common Stock | 2026-07-23 | P | A | 2,000 | $5.86 | 24,246 | D | — | — | (F1) Amount includes shares acquired through the Issuer's dividend reinvestment plan. |