Form 4 for SWZ Total Return Securities Fund
Accepted 2026-06-17 16:17:50 ET · period of report 2026-06-15 · accession 0001398344-26-010969 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2026-06-17 16:17 | 2026-06-15+ | SWZ | SELL MORITZ A | Dir | P - Purchase | $5.96 | +2,155 | 14.2K | +18% | +$12.8K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-06-15 | P | A | 155 | $5.95 | 12,155 | D | — | — | (F1) Amount includes shares acquired through the Issuer's dividend reinvestment plan. |
| 2 | Common | Common Stock | 2026-06-16 | P | A | 2,000 | $5.96 | 14,155 | D | — | — | (F1) Amount includes shares acquired through the Issuer's dividend reinvestment plan. |