GOLDSTEIN PHILLIP
SEC CIK 1067621 · EDGAR
BoughtSold
Companies
| Ticker | Company | Title | Holding | Bought | Sold | Trades | First | Last |
|---|---|---|---|---|---|---|---|---|
| PCF | HIGH INCOME SECURITIES FUND | Dir, Affiliate of the Adviser | 72.9K | $627.0K | $3.42M | 23 | 2021-08-03 | 2026-08-19 |
| SWZ | Total Return Securities Fund | Sec, Dir, Affiliate of the Adviser | 119.2K | $335.9K | $50.2K | 12 | 2021-07-02 | 2026-07-06 |
| SPE | SPECIAL OPPORTUNITIES FUND, INC. | COB, Sec, Dir | 34.8K | $238.5K | $39.5K | 9 | 2021-12-16 | 2025-04-04 |
| MXE | MEXICO EQUITY & INCOME FUND INC | Dir | 10.0K | — | — | 1 | 2021-10-15 | 2021-10-15 |
Most active insiders at PCF, 12 months
| # | Insider | Title | Bought | Sold |
|---|---|---|---|---|
| 1 | GOLDSTEIN PHILLIP | Dir, Affiliate of the Adviser | $408.3K | — |
| 2 | Das Rajeev P | Affiliate of the Adviser | $20.0K | — |
Transactions 45
| X | Filed | Traded | Ticker | Company | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2026-08-21 16:06 | 2026-08-19+ | PCF | HIGH INCOME SECURITIES FUND | GOLDSTEIN PHILLIP | Dir, Affiliate of the Adviser | P - Purchase | $5.38 | +25.0K | 72.9K | +52% | +$134.4K |
| 2026-08-10 16:00 | 2026-08-06 | PCF | HIGH INCOME SECURITIES FUND | GOLDSTEIN PHILLIP | Dir, Affiliate of the Adviser | P - Purchase | $5.30 | +819 | 47.9K | +2% | +$4,341 | |
| 2026-07-08 16:05 | 2026-07-06 | SWZ | Total Return Securities Fund | GOLDSTEIN PHILLIP | Sec, Dir, Affiliate of the Adviser | P - Purchase | $5.95 | +5,980 | 119.2K | +5% | +$35.6K | |
| M | 2026-04-09 16:07 | 2026-04-07+ | PCF | HIGH INCOME SECURITIES FUND | GOLDSTEIN PHILLIP | Dir, Affiliate of the Adviser | P - Purchase | $5.46 | +5,688 | 47.0K | +14% | +$31.0K |
| 2026-03-19 | 2026-03-18 | PCF | HIGH INCOME SECURITIES FUND | GOLDSTEIN PHILLIP | Dir, Affiliate of the Adviser | P - Purchase | $5.46 | +17.9K | 41.4K | +76% | +$97.8K | |
| 2026-03-19 | 2026-03-18 | SWZ | Total Return Securities Fund | GOLDSTEIN PHILLIP | Sec, Dir, Affiliate of the Adviser | P - Purchase | $5.98 | +10.0K | 113.2K | +10% | +$59.8K | |
| 2026-03-09 | 2026-03-05 | SWZ | Total Return Securities Fund | GOLDSTEIN PHILLIP | Sec, Dir, Affiliate of the Adviser | P - Purchase | $5.99 | +10.0K | 103.2K | +11% | +$59.9K | |
| M | 2026-03-05 | 2026-02-26+ | SWZ | Total Return Securities Fund | GOLDSTEIN PHILLIP | Sec, Dir, Affiliate of the Adviser | L - Small Acq | $6.16 | +324 | 88.2K | +0.4% | +$1,996 |
| 2026-03-05 | 2026-03-03 | SWZ | Total Return Securities Fund | GOLDSTEIN PHILLIP | Sec, Dir, Affiliate of the Adviser | P - Purchase | $6.01 | +5,000 | 93.2K | +6% | +$30.1K | |
| 2026-02-25 | 2026-02-23 | SWZ | Total Return Securities Fund | GOLDSTEIN PHILLIP | Dir | P - Purchase | $6.13 | +5,000 | 87.9K | +6% | +$30.6K | |
| 2026-02-10 | 2026-02-06 | SWZ | Total Return Securities Fund | GOLDSTEIN PHILLIP | Dir | P - Purchase | $6.07 | +10.0K | 82.9K | +14% | +$60.7K | |
| M | 2026-02-04 | 2026-02-02+ | PCF | HIGH INCOME SECURITIES FUND | GOLDSTEIN PHILLIP | Dir, Affiliate of the Adviser | P - Purchase | $6.05 | +17.5K | 23.4K | +295% | +$106.0K |
| 2026-02-03 | 2026-01-30 | SWZ | Total Return Securities Fund | GOLDSTEIN PHILLIP | Dir | P - Purchase | $5.92 | +10.0K | 72.9K | +16% | +$59.2K | |
| 2026-01-27 | 2026-01-23 | SWZ | Total Return Securities Fund | GOLDSTEIN PHILLIP | Dir | D - Sale to Iss | $6.81 | -31.3K | 62.9K | -33% | -$213.2K | |
| M | 2025-12-18 | 2025-12-16+ | PCF | HIGH INCOME SECURITIES FUND | GOLDSTEIN PHILLIP | Dir | P - Purchase | $6.02 | +5,787 | 3,434 | New | +$34.8K |
| 2025-12-12 | 2025-12-11 | SWZ | Total Return Securities Fund | GOLDSTEIN PHILLIP | Dir | M - OptEx | $6.07 | +81.0K | 93.2K | +661% | +$491.5K | |
| 2025-04-08 | 2025-04-04 | SPE | SPECIAL OPPORTUNITIES FUND, INC. | GOLDSTEIN PHILLIP | COB, Sec, Dir | P - Purchase | $13.80 | +3,000 | 34.8K | +9% | +$41.4K | |
| M | 2025-02-26 | 2025-02-24+ | PCF | HIGH INCOME SECURITIES FUND | GOLDSTEIN PHILLIP | Dir | S - Sale | $6.85 | -26.3K | 7,131 | -79% | -$179.9K |
| 2025-01-21 | 2025-01-17 | SWZ | Total Return Securities Fund | GOLDSTEIN PHILLIP | Dir | S - Sale | $8.45 | -4,535 | 12.2K | -27% | -$38.3K | |
| 2024-12-16 | 2024-12-12 | PCF | HIGH INCOME SECURITIES FUND | GOLDSTEIN PHILLIP | Dir | D - Sale to Iss | $7.07 | -233.1K | 26.4K | -90% | -$1.65M | |
| 2024-08-19 | 2024-08-16 | PCF | HIGH INCOME SECURITIES FUND | GOLDSTEIN PHILLIP | Dir | M - OptEx | $6.48 | +249.8K | 259.5K | +2,556% | +$1.62M | |
| M | 2024-07-01 | 2024-06-28 | PCF | HIGH INCOME SECURITIES FUND | GOLDSTEIN PHILLIP | Dir | S - Sale | $6.93 | -90.0K | 39.8K | -69% | -$623.7K |
| M | 2024-06-28 | 2024-06-26+ | PCF | HIGH INCOME SECURITIES FUND | GOLDSTEIN PHILLIP | Dir | S - Sale | $6.85 | -144.6K | 174.4K | -45% | -$990.8K |
| DM | 2024-01-02 | 2023-12-28 | SPE | SPECIAL OPPORTUNITIES FUND, INC. | GOLDSTEIN PHILLIP | COB, Sec, Dir | P - Purchase | $11.78 | +1,363 | 30.5K | +5% | +$16.1K |
| 2023-04-25 | 2023-04-21 | PCF | HIGH INCOME SECURITIES FUND | GOLDSTEIN PHILLIP | Dir | P - Purchase | $6.37 | +10.0K | 244.4K | +4% | +$63.7K | |
| 2023-04-12 | 2023-04-10 | PCF | HIGH INCOME SECURITIES FUND | GOLDSTEIN PHILLIP | Dir | P - Purchase | $6.39 | +10.0K | 234.4K | +4% | +$63.9K | |
| 2023-04-10 | 2023-04-06 | PCF | HIGH INCOME SECURITIES FUND | GOLDSTEIN PHILLIP | Dir | P - Purchase | $6.41 | +9,510 | 224.4K | +4% | +$61.0K | |
| M | 2023-04-07 | 2023-04-05+ | SPE | SPECIAL OPPORTUNITIES FUND, INC. | GOLDSTEIN PHILLIP | COB, Sec, Dir | P - Purchase | $10.85 | +7,400 | 26.5K | +39% | +$80.3K |
| M | 2023-03-31 | 2023-03-29+ | SPE | SPECIAL OPPORTUNITIES FUND, INC. | GOLDSTEIN PHILLIP | COB, Sec, Dir | P - Purchase | $10.82 | +2,243 | 22.5K | +11% | +$24.3K |
| 2023-03-21 | 2023-03-17 | PCF | HIGH INCOME SECURITIES FUND | GOLDSTEIN PHILLIP | Dir | P - Purchase | $6.28 | +4,000 | 214.9K | +2% | +$25.1K | |
| 2023-03-15 | 2023-03-13 | PCF | HIGH INCOME SECURITIES FUND | GOLDSTEIN PHILLIP | Dir | P - Purchase | $6.36 | +790 | 210.9K | +0.4% | +$5,024 | |
| 2023-02-07 | 2023-02-03 | SPE | SPECIAL OPPORTUNITIES FUND, INC. | GOLDSTEIN PHILLIP | COB, Sec, Dir | P - Purchase | $11.85 | +2,000 | 21.8K | +10% | +$23.7K | |
| 2023-02-01 | 2023-01-30 | SPE | SPECIAL OPPORTUNITIES FUND, INC. | GOLDSTEIN PHILLIP | COB, Sec, Dir | P - Purchase | $11.63 | +2,000 | 19.8K | +11% | +$23.3K | |
| 2022-04-07 | 2022-04-05 | SPE | SPECIAL OPPORTUNITIES FUND, INC. | GOLDSTEIN PHILLIP | COB, Sec, Dir | D - Sale to Iss | $15.69 | -3,534 | 17.8K | -17% | -$55.4K | |
| 2022-02-09 | 2022-02-07 | SPE | SPECIAL OPPORTUNITIES FUND, INC. | GOLDSTEIN PHILLIP | COB, Sec, Dir | P - Purchase | $14.76 | +2,000 | 21.4K | +10% | +$29.5K | |
| 2021-12-20 | 2021-12-16 | SPE | SPECIAL OPPORTUNITIES FUND, INC. | GOLDSTEIN PHILLIP | COB, Sec, Dir | S - Sale | $15.55 | -2,542 | 19.4K | -12% | -$39.5K | |
| 2021-11-03 | 2021-11-01 | PCF | HIGH INCOME SECURITIES FUND | GOLDSTEIN PHILLIP | Dir | M - OptEx | $8.36 | +209.9K | 210.1K | +162,747% | +$1.76M | |
| 2021-10-18 | 2021-10-15 | MXE | MEXICO EQUITY & INCOME FUND INC | GOLDSTEIN PHILLIP | Dir | M - OptEx | $8.90 | +10.0K | 10.0K | +1,000,100% | +$89.0K | |
| M | 2021-08-18 | 2021-08-17 | PCF | HIGH INCOME SECURITIES FUND | GOLDSTEIN PHILLIP | Dir | S - Sale | $9.98 | -28.0K | 15.1K | -65% | -$279.6K |
| M | 2021-08-17 | 2021-08-13+ | PCF | HIGH INCOME SECURITIES FUND | GOLDSTEIN PHILLIP | Dir | S - Sale | $9.93 | -30.3K | 33.1K | -48% | -$300.9K |
| M | 2021-08-13 | 2021-08-11 | PCF | HIGH INCOME SECURITIES FUND | GOLDSTEIN PHILLIP | Dir | S - Sale | $9.89 | -27.7K | 58.4K | -32% | -$274.1K |
| M | 2021-08-11 | 2021-08-09+ | PCF | HIGH INCOME SECURITIES FUND | GOLDSTEIN PHILLIP | Dir | S - Sale | $9.89 | -26.5K | 103.8K | -20% | -$262.3K |
| M | 2021-08-09 | 2021-08-05+ | PCF | HIGH INCOME SECURITIES FUND | GOLDSTEIN PHILLIP | Dir | S - Sale | $9.88 | -27.7K | 125.8K | -18% | -$273.7K |
| M | 2021-08-05 | 2021-08-03+ | PCF | HIGH INCOME SECURITIES FUND | GOLDSTEIN PHILLIP | Dir | S - Sale | $9.86 | -23.3K | 157.1K | -13% | -$230.2K |
| 2021-07-06 | 2021-07-02 | SWZ | Total Return Securities Fund | GOLDSTEIN PHILLIP | Dir | S - Sale | $9.79 | -1,212 | 16.8K | -7% | -$11.9K |
Purchase Sale Sale after option exercise All abbreviations