Form 4 for PCF HIGH INCOME SECURITIES FUND
Accepted 2021-08-18 00:00:00 ET · period of report 2021-08-17 · accession 0001104659-21-107377 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2021-08-18 | 2021-08-17 | PCF | GOLDSTEIN PHILLIP | Dir | S - Sale | $9.98 | -28.0K | 15.1K | -65% | -$279.6K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-08-17 | S | D | 5,000 | $9.97 | 129 | D | — | — | |
| 2 | Common | Common Stock | 2021-08-17 | S | D | 10,000 | $9.97 | 5,129 | D | — | — | |
| 3 | Common | Common Stock | 2021-08-17 | S | D | 13,000 | $10.00 | 15,129 | D | — | — |