Form 4 for PCF HIGH INCOME SECURITIES FUND
Accepted 2021-08-17 00:00:00 ET · period of report 2021-08-13 · accession 0001104659-21-107049 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2021-08-17 | 2021-08-13+ | PCF | GOLDSTEIN PHILLIP | Dir | S - Sale | $9.93 | -30.3K | 33.1K | -48% | -$300.9K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-08-16 | S | D | 5,000 | $9.94 | 28,129 | D | — | — | |
| 2 | Common | Common Stock | 2021-08-16 | S | D | 909 | $9.95 | 38,129 | D | — | — | |
| 3 | Common | Common Stock | 2021-08-13 | S | D | 14,401 | $9.92 | 39,038 | D | — | — | |
| 4 | Common | Common Stock | 2021-08-13 | S | D | 5,000 | $9.92 | 53,439 | D | — | — | |
| 5 | Common | Common Stock | 2021-08-16 | S | D | 5,000 | $9.93 | 33,129 | D | — | — |