Form 4 for SWZ Total Return Securities Fund
Accepted 2026-07-08 16:05:02 ET · period of report 2026-07-06 · accession 0001398344-26-011905 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2026-07-08 16:05 | 2026-07-06 | SWZ | GOLDSTEIN PHILLIP | Sec, Dir, Affiliate of the Adviser | P - Purchase | $5.95 | +5,980 | 119.2K | +5% | +$35.6K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-07-06 | P | A | 5,980 | $5.95 | 119,214 | D | — | — |