Form 4 for SWZ Total Return Securities Fund
Accepted 2025-12-12 00:00:00 ET · period of report 2025-12-11 · accession 0001398344-25-022409 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2025-12-12 | 2025-12-11 | SWZ | GOLDSTEIN PHILLIP | Dir | M - OptEx | $6.07 | +81.0K | 93.2K | +661% | +$491.5K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-12-11 | M | A | 80,976 | $6.07 | 93,224 | D | — | — |