HELLERMAN GERALD
SEC CIK 1222911 · EDGAR
BoughtSold
Most active insiders at SWZ, 12 months
| # | Insider | Title | Bought | Sold |
|---|---|---|---|---|
| 1 | Dakos Andrew | Pres, CEO, Dir, Affiliate of Adviser | $874.3K | — |
| 2 | CSS LLC/IL | 10% | — | $347.2K |
| 3 | GOLDSTEIN PHILLIP | Sec, Dir, Affiliate of the Adviser | $335.9K | — |
| 4 | SELL MORITZ A | Dir | $127.0K | — |
| 5 | Das Rajeev P | Sec | $18.2K | — |
| 6 | HELLERMAN GERALD | Dir | — | — |
Transactions 17
| X | Filed | Traded | Ticker | Company | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2026-01-27 | 2026-01-23 | SWZ | Total Return Securities Fund | HELLERMAN GERALD | Dir | D - Sale to Iss | $6.81 | -1,755 | 3,527 | -33% | -$12.0K | |
| 2025-04-03 | 2025-04-02 | SWZ | Total Return Securities Fund | HELLERMAN GERALD | Dir | S - Sale | $9.24 | -41 | 5,283 | -0.8% | -$378.84 | |
| 2024-12-30 | 2024-12-26 | PCF | HIGH INCOME SECURITIES FUND | HELLERMAN GERALD | Dir | S - Sale | $6.47 | -259 | 37.0K | -0.7% | -$1,676 | |
| 2024-12-23 | 2024-12-19 | PCF | HIGH INCOME SECURITIES FUND | HELLERMAN GERALD | Dir | P - Purchase | $6.34 | +2,000 | 37.3K | +6% | +$12.7K | |
| M | 2024-12-18 | 2024-12-16+ | PCF | HIGH INCOME SECURITIES FUND | HELLERMAN GERALD | Dir | P - Purchase | $6.59 | +30.9K | 35.3K | +715% | +$203.9K |
| 2024-12-16 | 2024-12-12 | PCF | HIGH INCOME SECURITIES FUND | HELLERMAN GERALD | Dir | D - Sale to Iss | $7.07 | -38.1K | 4,325 | -90% | -$269.7K | |
| 2024-08-19 | 2024-08-15 | PCF | HIGH INCOME SECURITIES FUND | HELLERMAN GERALD | Dir | M - OptEx | $6.48 | +2,441 | 42.5K | +6% | +$15.8K | |
| 2024-06-06 | 2024-06-04 | PCF | HIGH INCOME SECURITIES FUND | HELLERMAN GERALD | Dir | P - Purchase | $6.81 | +100 | 40.0K | +0.3% | +$681 | |
| M | 2022-04-07 | 2022-04-06 | SPE | SPECIAL OPPORTUNITIES FUND, INC. | HELLERMAN GERALD | Dir | P - Purchase | $14.79 | +5,600 | 42.5K | +15% | +$82.8K |
| 2022-04-07 | 2022-04-05 | SPE | SPECIAL OPPORTUNITIES FUND, INC. | HELLERMAN GERALD | Dir | D - Sale to Iss | $15.69 | -5,333 | 38.0K | -12% | -$83.7K | |
| M | 2022-03-03 | 2022-03-02 | SWZ | Total Return Securities Fund | HELLERMAN GERALD | Dir | P - Purchase | $8.85 | +1,000 | 5,324 | +23% | +$8,850 |
| M | 2022-01-28 | 2022-01-26+ | SPE | SPECIAL OPPORTUNITIES FUND, INC. | HELLERMAN GERALD | Dir | P - Purchase | $14.60 | +1,670 | 42.7K | +4% | +$24.4K |
| 2022-01-24 | 2022-01-21 | PCF | HIGH INCOME SECURITIES FUND | HELLERMAN GERALD | Dir | P - Purchase | $8.28 | +700 | 32.0K | +2% | +$5,796 | |
| 2021-11-03 | 2021-11-02 | PCF | HIGH INCOME SECURITIES FUND | HELLERMAN GERALD | Dir | M - OptEx | $8.36 | +19.1K | 30.8K | +163% | +$159.4K | |
| M | 2021-09-21 | 2021-09-20 | SPE | SPECIAL OPPORTUNITIES FUND, INC. | HELLERMAN GERALD | Dir | P - Purchase | $15.17 | +2,472 | 40.8K | +6% | +$37.5K |
| 2021-09-20 | 2021-09-17 | PCF | HIGH INCOME SECURITIES FUND | HELLERMAN GERALD | Dir | S - Sale | $10.00 | -9,000 | 11.0K | -45% | -$90.0K | |
| 2021-07-20 | 2021-07-19 | SPE | SPECIAL OPPORTUNITIES FUND, INC. | HELLERMAN GERALD | Dir | P - Purchase | $15.00 | +1,000 | 39.2K | +3% | +$15.0K |
Purchase Sale Sale after option exercise All abbreviations