Form 4 for SWZ Total Return Securities Fund
Accepted 2025-04-03 00:00:00 ET · period of report 2025-04-02 · accession 0001398344-25-006575 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2025-04-03 | 2025-04-02 | SWZ | HELLERMAN GERALD | Dir | S - Sale | $9.24 | -41 | 5,283 | -0.8% | -$378.84 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-04-02 | S | D | 41 | $9.24 | 5,283 | D | — | — |