Form 4 for SPE SPECIAL OPPORTUNITIES FUND, INC.
Accepted 2022-04-07 00:00:00 ET · period of report 2022-04-05 · accession 0001104659-22-043673 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2022-04-07 | 2022-04-06 | SPE | HELLERMAN GERALD | Dir | P - Purchase | $14.79 | +5,600 | 42.5K | +15% | +$82.8K |
| 2022-04-07 | 2022-04-05 | SPE | HELLERMAN GERALD | Dir | D - Sale to Iss | $15.69 | -5,333 | 38.0K | -12% | -$83.7K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-04-06 | P | A | 1,500 | $14.94 | 39,484 | D | — | — | (F2) Includes shares acquired through reinvested distributions. |
| 2 | Common | Common Stock | 2022-04-06 | P | A | 2,000 | $14.77 | 41,484 | D | — | — | (F2) Includes shares acquired through reinvested distributions. |
| 3 | Common | Common Stock | 2022-04-06 | P | A | 100 | $14.65 | 42,584 | D | — | — | (F2) Includes shares acquired through reinvested distributions. |
| 4 | Common | Common Stock | 2022-04-06 | P | A | 1,000 | $14.66 | 43,584 | D | — | — | (F2) Includes shares acquired through reinvested distributions. |
| 5 | Common | Common Stock | 2022-04-05 | D | D | 5,333 | $15.69 | 37,984 | D | — | — | (F2) Includes shares acquired through reinvested distributions. |
| 6 | Common | Common Stock | 2022-04-06 | P | A | 1,000 | $14.73 | 42,484 | D | — | — | (F2) Includes shares acquired through reinvested distributions. |