Form 4 for SWZ Total Return Securities Fund
Accepted 2022-03-03 00:00:00 ET · period of report 2022-03-02 · accession 0001398344-22-005208 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2022-03-03 | 2022-03-02 | SWZ | HELLERMAN GERALD | Dir | P - Purchase | $8.85 | +1,000 | 5,324 | +23% | +$8,850 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-03-02 | P | A | 267 | $8.87 | 4,591 | D | — | — | (F1) Mr. Hellerman acquired 257 shares of the issuer as the result of automatic reinvestment of dividends. |
| 2 | Common | Common Stock | 2022-03-02 | P | A | 235 | $8.85 | 4,826 | D | — | — | |
| 3 | Common | Common Stock | 2022-03-02 | P | A | 498 | $8.84 | 5,324 | D | — | — |