Form 4 for SWZ Total Return Securities Fund
Accepted 2026-06-30 16:25:20 ET · period of report 2026-06-26 · accession 0001398344-26-011448 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2026-06-30 16:25 | 2026-06-26+ | SWZ | SELL MORITZ A | Dir | P - Purchase | $5.90 | +4,091 | 20.2K | +25% | +$24.2K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-06-26 | P | A | 2,091 | $5.88 | 18,246 | D | — | — | (F1) Amount includes shares acquired through the Issuer's dividend reinvestment plan. |
| 2 | Common | Common Stock | 2026-06-29 | P | A | 2,000 | $5.92 | 20,246 | D | — | — | (F1) Amount includes shares acquired through the Issuer's dividend reinvestment plan. |