Form 4 for SWZ Total Return Securities Fund
Accepted 2026-08-25 16:05:29 ET · period of report 2026-08-21 · accession 0001398344-26-015537 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2026-08-25 16:05 | 2026-08-21+ | SWZ | Das Rajeev P | Sec | P - Purchase | $5.93 | +3,066 | 3,400 | +918% | +$18.2K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-08-21 | P | A | 1,700 | $5.93 | 2,034 | D | — | — | |
| 2 | Common | Common Stock | 2026-08-24 | P | A | 1,366 | $5.93 | 3,400 | D | — | — |